Altium Capital Management LLC 13F holdings
Altium Capital Management LLC reported 19 positions with a total reported value of $47.5M as of 2026-06-30, in its 13F for Q2 2026, filed 2026-08-12. Top holdings by reported value: RMT ROYCE MICRO-CAP TR INC (8.6%), ASA ASA GOLD AND PRECIOUS MTLS L (7.7%), RVT ROYCE SMALL CAP TRUST INC (7.5%), NEUBERGER NEXT GENERATION (7.1%), PDX PIMCO DYNAMIC INCOME STRATEG (6.9%). Against 2026-03-31 it opened 0 new positions and exited 0. Next 13F due by 2026-11-14, the legal deadline 45 days after the quarter ending 2026-09-30.
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Top holdings
19 largest of 19 positions · reported value as of 2026-06-30
| Holding | Shares | Reported value | % of portfolio |
|---|---|---|---|
| RMT ROYCE MICRO-CAP TR INC | 278,051 | $4.1M | 8.6% |
| ASA ASA GOLD AND PRECIOUS MTLS L | 70,390 | $3.7M | 7.7% |
| RVT ROYCE SMALL CAP TRUST INC | 192,509 | $3.6M | 7.5% |
| NEUBERGER NEXT GENERATION | 204,562 | $3.4M | 7.1% |
| PDX PIMCO DYNAMIC INCOME STRATEG | 157,700 | $3.3M | 6.9% |
| GENERAL AMERN INVS CO INC | 48,755 | $3.1M | 6.5% |
| PIMCO CALIF MUN INCOME FD | 333,093 | $3.0M | 6.3% |
| TRI CONTL CORP | 86,458 | $3.0M | 6.3% |
| SPXX NUVEEN S&P 500 DYNAMIC OVERW | 157,395 | $2.9M | 6.2% |
| CHW CALAMOS GBL DYN INCOME FUND | 328,901 | $2.9M | 6.2% |
| LEO BNY MELLON STRATEGIC MUNS IN | 438,676 | $2.8M | 6.0% |
| MXF MEXICO FD INC | 128,185 | $2.8M | 5.9% |
| HIGHLAND OPPS & INCOME FD | 317,055 | $2.3M | 4.8% |
| ALLIANCEBERNSTEIN NATL MUN I | 175,187 | $2.0M | 4.2% |
| IIF MORGAN STANLEY INDIA INVT FD | 79,031 | $1.8M | 3.8% |
| JOF JAPAN SMALLER CAPITALIZATION | 150,412 | $1.8M | 3.7% |
| DESTRA MULTI-ALTERNATIVE FD | 54,723 | $409.3K | 0.9% |
| GF NEW GERMANY FD INC | 33,098 | $379.3K | 0.8% |
| NDRA ENDRA LIFE SCIENCES INC | 59,272 | $315.9K | 0.7% |
SEC FORM 13F · Q2 2026 · VALUES AS REPORTED, NOT PRICES
New positions this quarter
Held at 2026-06-30, not at 2026-03-31 · 0 in all · reported value as of 2026-06-30
No new positions.
Sold out
Held at 2026-03-31, gone by 2026-06-30 · 0 in all · reported value as of 2026-03-31
No positions were sold out.
Biggest increases and decreases
Positions held at both quarter ends, by change in shares · reported value as of 2026-06-30
Increases
| Holding | Shares 2026-03-31 | Shares 2026-06-30 | Change | Reported value |
|---|---|---|---|---|
| ASA ASA GOLD AND PRECIOUS MTLS L | 52,219 | 70,390 | +34.8% | $3.7M |
| RMT ROYCE MICRO-CAP TR INC | 243,050 | 278,051 | +14.4% | $4.1M |
| HIGHLAND OPPS & INCOME FD | 277,068 | 317,055 | +14.4% | $2.3M |
| TRI CONTL CORP | 78,920 | 86,458 | +9.6% | $3.0M |
| GF NEW GERMANY FD INC | 24,920 | 33,098 | +32.8% | $379.3K |
| NDRA ENDRA LIFE SCIENCES INC | 51,900 | 59,272 | +14.2% | $315.9K |
Decreases
| Holding | Shares 2026-03-31 | Shares 2026-06-30 | Change | Reported value |
|---|---|---|---|---|
| ALLIANCEBERNSTEIN NATL MUN I | 222,264 | 175,187 | -21.2% | $2.0M |
CIK 1746382 · 13F FILINGS ON EDGAR · INFORMATIONAL ONLY
