Warberg Asset Management LLC 13F holdings
Warberg Asset Management LLC reported 112 positions with a total reported value of $99.8M as of 2026-06-30, in its 13F for Q2 2026, filed 2026-08-11. Top holdings by reported value: NN NEXTNAV INC (15.4%), CLM CORNERSTONE STRATEGIC INVEST (13.9%), HPE HEWLETT PACKARD ENTERPRISE C (11.7%), CORZ CORE SCIENTIFIC INC NEW (7.2%), APO APOLLO GLOBAL MGMT INC (6.7%). Against 2026-03-31 it opened 32 new positions and exited 46. Next 13F due by 2026-11-14, the legal deadline 45 days after the quarter ending 2026-09-30.
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Top holdings
25 largest of 112 positions · reported value as of 2026-06-30
| Holding | Shares | Reported value | % of portfolio |
|---|---|---|---|
| NN NEXTNAV INC | 859,839 | $15.3M | 15.4% |
| CLM CORNERSTONE STRATEGIC INVEST | 1,836,581 | $13.9M | 13.9% |
| HPE HEWLETT PACKARD ENTERPRISE C | 100,154 | $11.7M | 11.7% |
| CORZ CORE SCIENTIFIC INC NEW | 385,028 | $7.2M | 7.2% |
| APO APOLLO GLOBAL MGMT INC | 110,589 | $6.7M | 6.7% |
| EPR PPTYS | 169,398 | $4.7M | 4.7% |
| STXS STEREOTAXIS INC | 1,108,889 | $1.9M | 1.9% |
| ALB ALBEMARLE CORP | 30,305 | $1.7M | 1.7% |
| FGII FG IMPERII ACQUISITION CORP | 183,927 | $1.5M | 1.5% |
| BAC BANK OF AMER CORP | 1,180 | $1.5M | 1.5% |
| XSLL XSOLLA SPAC 1 | 152,727 | $1.4M | 1.4% |
| VNME VENDOME ACQUISITION CORP I | 111,183 | $1.1M | 1.1% |
| CCAQ COLLECTIVE ACQUISITION CORP | 99,668 | $1.0M | 1.0% |
| PTOR PRAETORIAN ACQUISITION CORP | 99,999 | $993.0K | 1.0% |
| RVMD REVOLUTION MEDICINES INC | 94,797 | $889.2K | 0.9% |
| NEW ENGLAND RLTY ASSOC LTD P | 15,100 | $886.2K | 0.9% |
| KIM KIMCO REALTY CORP | 13,707 | $862.4K | 0.9% |
| ORIGIN INVT CORP I | 83,610 | $862.0K | 0.9% |
| BKHA BLACK HAWK ACQUISITION CORP | 71,923 | $856.6K | 0.9% |
| AMPG AMPLITECH GROUP INC | 483,444 | $849.3K | 0.9% |
| DBCA D BORAL ACQUISITION I CORP | 76,851 | $766.2K | 0.8% |
| KCHV KOCHAV DEFENSE ACQUI CO | 73,072 | $757.8K | 0.8% |
| XCBE X3 ACQUISITION CORP LTD | 95,737 | $754.9K | 0.8% |
| ACGC ACP HOLDINGS ACQUISITION COR | 112,805 | $748.9K | 0.8% |
| VINE HILL CAP INVTS CORP II | 70,494 | $703.5K | 0.7% |
SEC FORM 13F · Q2 2026 · VALUES AS REPORTED, NOT PRICES
New positions this quarter
Held at 2026-06-30, not at 2026-03-31 · 32 in all · reported value as of 2026-06-30
| Holding | Shares | Reported value | % of portfolio |
|---|---|---|---|
| NN NEXTNAV INC | 859,839 | $15.3M | 15.4% |
| HPE HEWLETT PACKARD ENTERPRISE C | 100,154 | $11.7M | 11.7% |
| APO APOLLO GLOBAL MGMT INC | 110,589 | $6.7M | 6.7% |
| CCAQ COLLECTIVE ACQUISITION CORP | 99,668 | $1.0M | 1.0% |
| RVMD REVOLUTION MEDICINES INC | 94,797 | $889.2K | 0.9% |
| KIM KIMCO REALTY CORP | 13,707 | $862.4K | 0.9% |
| ACGC ACP HOLDINGS ACQUISITION COR | 112,805 | $748.9K | 0.8% |
| VANECK ETF TRUST | 6,222 | $611.3K | 0.6% |
| ATLQ JAB ACQUISITION CORP I | 51,168 | $513.2K | 0.5% |
| BRKH BURTECH ACQUISITION CORP II | 50,000 | $502.5K | 0.5% |
| CEPO CANTOR EQUITY PARTNERS I INC | 42,252 | $443.6K | 0.4% |
| ALPX ALPEX ACQUISITION CORP | 40,000 | $400.8K | 0.4% |
| FWAC FUTUREWAVE ACQUISITION CORP | 32,056 | $321.5K | 0.3% |
| RGNT REGENTIS BIOMATERIALS LTD | 86,980 | $306.2K | 0.3% |
| ALNY ALNYLAM PHARMACEUTICALS INC | 1,000 | $301.1K | 0.3% |
| COLLECTIVE ACQUISITION CORP | 27,601 | $288.2K | 0.3% |
| FXAC FORTUNEX ACQUISITION CORP | 28,269 | $284.1K | 0.3% |
| INFQ INFLEQTION INC | 40,100 | $275.5K | 0.3% |
| BTSG BRIGHTSPRING HEALTH SVCS INC | 968 | $223.1K | 0.2% |
| EXYN EXYN TECHNOLOGIES INC | 127,084 | $169.0K | 0.2% |
| OPTU OPTIMUM COMMUNICATIONS INC | 99,090 | $143.7K | 0.1% |
| TNON TENON MEDICAL INC | 430,407 | $140.4K | 0.1% |
| DIGI PWR X INC | 25,000 | $136.2K | 0.1% |
| RNTX REIN THERAPEUTICS INC | 99,000 | $101.0K | 0.1% |
| GLND GREENLAND ENERGY CO | 102,405 | $87.0K | <0.1% |
Sold out
Held at 2026-03-31, gone by 2026-06-30 · 46 in all · reported value as of 2026-03-31
| Holding | Shares 2026-03-31 | Reported value | % of portfolio then |
|---|---|---|---|
| SHIFT4 PMTS INC | 49,991 | $2.7M | 3.1% |
| SELECT SECTOR SPDR TR | 41,903 | $2.4M | 2.7% |
| NE NOBLE CORP PLC | 86,854 | $2.4M | 2.7% |
| ISHARES TR | 25,428 | $2.4M | 2.7% |
| QQQ INVESCO QQQ TR | 3,000 | $1.7M | 2.0% |
| TAVI TAVIA ACQUISITION CORP | 104,360 | $1.1M | 1.2% |
| PONO PONO CAP FOUR INC | 105,000 | $1.0M | 1.2% |
| CHAR CHARLTON ARIA ACQUISITION CO | 98,664 | $1.0M | 1.2% |
| DRUGS MADE IN AMER ACQUTN CO | 92,054 | $966.1K | 1.1% |
| TRANSLATIONAL DEV ACQUISITIO | 73,422 | $776.8K | 0.9% |
| BHAV BHAV ACQUISITION CORP | 50,000 | $499.0K | 0.6% |
| PL PLANET LABS PBC | 27,076 | $445.4K | 0.5% |
| GS GOLDMAN SACHS ETF TR | 4,000 | $400.8K | 0.5% |
| FMAC FUTURE MONEY ACQUISITION COR | 35,000 | $349.5K | 0.4% |
| DUNE ACQUISITION CORP II | 28,303 | $292.4K | 0.3% |
| PGAC PANTAGES CAPITAL ACQUISITION | 24,760 | $259.5K | 0.3% |
| A PARADISE ACQUISITION CORP | 25,000 | $254.2K | 0.3% |
| COLUMBUS CIRCLE CAP CORP II | 25,000 | $249.2K | 0.3% |
| AXIN AXIOM INTELLIGENCE AC CORP 1 | 23,992 | $243.0K | 0.3% |
| GIX GIGCAPITAL9 CORP | 21,796 | $218.5K | 0.2% |
| VIKING ACQUISITION CORP I | 21,201 | $210.5K | 0.2% |
| BCARU D. BORAL ARC ACQ I CORP. | 17,585 | $178.0K | 0.2% |
| AACI ARMADA ACQUISITION CORP III | 10,000 | $99.6K | 0.1% |
| REVIVA PHARMACEUTCLS HLDGS I | 90,772 | $66.2K | <0.1% |
| VEEE TWIN VEE POWERCATS CO | 239,431 | $61.5K | <0.1% |
Biggest increases and decreases
Positions held at both quarter ends, by change in shares · reported value as of 2026-06-30
Increases
| Holding | Shares 2026-03-31 | Shares 2026-06-30 | Change | Reported value |
|---|---|---|---|---|
| CLM CORNERSTONE STRATEGIC INVEST | 1,041,935 | 1,836,581 | +76.3% | $13.9M |
| CORZ CORE SCIENTIFIC INC NEW | 267,900 | 385,028 | +43.7% | $7.2M |
| EPR PPTYS | 149,215 | 169,398 | +13.5% | $4.7M |
| AMPG AMPLITECH GROUP INC | 366,784 | 483,444 | +31.8% | $849.3K |
| VAL VALARIS LTD | 41,465 | 62,800 | +51.5% | $516.6K |
| BIVI BIOVIE INC | 456,629 | 613,426 | +34.3% | $276.0K |
| IAUX I-80 GOLD CORP | 291,753 | 367,824 | +26.1% | $285.1K |
| BCTX BRIACELL THERAPEUTICS CORP | 115,000 | 159,555 | +38.7% | $142.0K |
| STXS STEREOTAXIS INC | 1,094,123 | 1,108,889 | +1.3% | $1.9M |
| QSEA QUARTZSEA ACQUISITION CORP | 21,951 | 22,916 | +4.4% | $241.1K |
| GROY GOLD ROYALTY CORP | 68,508 | 76,822 | +12.1% | $76.1K |
| OACC OAKTREE ACQUISITION CORP III | 10,025 | 10,037 | +0.1% | $107.4K |
Decreases
| Holding | Shares 2026-03-31 | Shares 2026-06-30 | Change | Reported value |
|---|---|---|---|---|
| OCCIDENTAL PETE CORP | 486,509 | 15,292 | -96.9% | $407.1K |
| CTAA CLEARTHINK 1 ACQUISITION COR | 98,500 | 47,995 | -51.3% | $475.6K |
| ALB ALBEMARLE CORP | 38,500 | 30,305 | -21.3% | $1.7M |
| SVAQ SILICON VY ACQUISITION CORP | 106,600 | 66,247 | -37.9% | $666.8K |
| BAC BANK OF AMER CORP | 1,500 | 1,180 | -21.3% | $1.5M |
| PAAC PROEM ACQUISITION CORP I | 51,500 | 24,564 | -52.3% | $247.6K |
| AMPX AMPRIUS TECHNOLOGIES INC | 63,200 | 47,000 | -25.6% | $651.4K |
| PTOR PRAETORIAN ACQUISITION CORP | 121,731 | 99,999 | -17.9% | $993.0K |
| HAVA HARVARD AVE ACQUISITION CORP | 49,690 | 29,685 | -40.3% | $299.8K |
| XSLL XSOLLA SPAC 1 | 171,234 | 152,727 | -10.8% | $1.4M |
| NEW ENGLAND RLTY ASSOC LTD P | 17,706 | 15,100 | -14.7% | $886.2K |
| XCBE X3 ACQUISITION CORP LTD | 112,500 | 95,737 | -14.9% | $754.9K |
CIK 1597506 · 13F FILINGS ON EDGAR · INFORMATIONAL ONLY
