Thomas J. Herzfeld Advisors, Inc. 13F holdings
Thomas J. Herzfeld Advisors, Inc. reported 127 positions with a total reported value of $325.8M as of 2026-06-30, in its 13F for Q2 2026, filed 2026-08-10. Top holdings by reported value: FSSL FS Specialty Lending Fund (9.9%), PDX PIMCO Dynamic Income Strategy Fund (7.0%), FSCO FS Credit Opportunities Corp (6.0%), Highland Floating Rate Opportunities Fund (5.9%), GOF Guggenheim Strategic Opp Fund (4.5%). Against 2026-03-31 it opened 33 new positions and exited 16. Next 13F due by 2026-11-14, the legal deadline 45 days after the quarter ending 2026-09-30.
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Top holdings
25 largest of 127 positions · reported value as of 2026-06-30
| Holding | Shares | Reported value | % of portfolio |
|---|---|---|---|
| FSSL FS Specialty Lending Fund | 2,900,663 | $32.3M | 9.9% |
| PDX PIMCO Dynamic Income Strategy Fund | 1,095,075 | $22.8M | 7.0% |
| FSCO FS Credit Opportunities Corp | 3,921,573 | $19.6M | 6.0% |
| Highland Floating Rate Opportunities Fund | 2,676,474 | $19.1M | 5.9% |
| GOF Guggenheim Strategic Opp Fund | 1,336,680 | $14.6M | 4.5% |
| Herzfeld Credit Income Fund, Inc. | 817,534 | $14.1M | 4.3% |
| PSUS Pershing Square USA Ltd | 285,421 | $10.7M | 3.3% |
| BRW Saba Capital Income & Opport | 1,544,694 | $10.1M | 3.1% |
| Suro Capital Corp | 788,403 | $9.9M | 3.0% |
| EIC Eagle Pointe Income Company | 897,140 | $9.0M | 2.8% |
| JFR Nuveen Floating Rate Income | 1,111,921 | $8.5M | 2.6% |
| SABA Saba Capital Income & Opport II | 891,603 | $7.4M | 2.3% |
| Columbia Seligman Premium Technology Growth Fund | 129,150 | $7.0M | 2.1% |
| PDI PIMCO Dynamic Income Fd | 388,727 | $6.5M | 2.0% |
| Duff & Phelps Utility and Infrastructure Fund Inc. | 360,644 | $5.4M | 1.6% |
| BLK BlackRock Enhanced Equity Dividend Trust | 166,761 | $5.0M | 1.5% |
| RA Brookfield Real Assets Incom | 369,085 | $4.8M | 1.5% |
| BlackRock Tech and Private Eq | 515,402 | $4.7M | 1.4% |
| TWN The Taiwan Fund Inc | 47,520 | $4.6M | 1.4% |
| PAXS PIMCO Access Income Fund | 311,965 | $4.5M | 1.4% |
| TYG Tortoise Energy Infra Corp | 100,275 | $4.3M | 1.3% |
| BPRE Bluerock Private Real Estate Fund | 303,336 | $3.9M | 1.2% |
| KYN Kayne Anderson Energy Infrst | 276,097 | $3.8M | 1.2% |
| KF The Korea Fund Inc | 49,834 | $3.7M | 1.2% |
| EMO Clearbridge Energy Midstrm O | 73,130 | $3.7M | 1.1% |
SEC FORM 13F · Q2 2026 · VALUES AS REPORTED, NOT PRICES
New positions this quarter
Held at 2026-06-30, not at 2026-03-31 · 33 in all · reported value as of 2026-06-30
| Holding | Shares | Reported value | % of portfolio |
|---|---|---|---|
| PSUS Pershing Square USA Ltd | 285,421 | $10.7M | 3.3% |
| TYG Tortoise Energy Infra Corp | 100,275 | $4.3M | 1.3% |
| NXG NextGen Intrastruacture Inc Fund | 53,297 | $3.4M | 1.1% |
| CHY Calamos Conv & High Income Fund | 245,638 | $3.3M | 1.0% |
| NCZ Virtus Convertible & Income Fund II | 205,874 | $3.3M | 1.0% |
| NCV Virtus Convertible & Income Fund | 185,909 | $3.3M | 1.0% |
| GHY PGIM Global Short Duration High Yield Fund, Inc. | 215,331 | $2.6M | 0.8% |
| BTZ BlackRock Credit Allocation Income Trust | 245,318 | $2.5M | 0.8% |
| ARDC Ares Dynamic Cr Allocation Fund | 150,623 | $1.9M | 0.6% |
| BGB Blackstone Strategic Cred 20 | 112,665 | $1.3M | 0.4% |
| Rivernorth Flexible Mun Income | 79,341 | $1.2M | 0.4% |
| MHD BlackRock MuniHoldings Fd In | 86,578 | $1.0M | 0.3% |
| Federated Hermes Prem Muni I | 66,149 | $760.1K | 0.2% |
| Neuberger Municipal Fund Inc. | 71,978 | $759.4K | 0.2% |
| Putnam Mun Opportunities Tr | 70,700 | $745.2K | 0.2% |
| MMU Western Asset Managed Muns Fd | 63,607 | $662.8K | 0.2% |
| Putnam Managed Mun Income Tr | 89,911 | $588.0K | 0.2% |
| PML PIMCO Mun Income Fd II | 73,493 | $559.3K | 0.2% |
| AllianceBernstein Natl Mun I | 33,015 | $376.7K | 0.1% |
| LEO BNY Mellon Strategic Muns In | 58,283 | $376.5K | 0.1% |
| Western Assest Intm Muni Fd | 47,641 | $374.9K | 0.1% |
| EIM Eaton Vance Mun Bd Fd | 23,905 | $238.1K | <0.1% |
| RiverNorth Managed Duration Municipal Income Fund II, Inc | 15,802 | $237.7K | <0.1% |
| MCI Barings Corporate Invs | 2,081 | $36.5K | <0.1% |
| PIMCO Global StocksPLS Inc. | 3,144 | $27.1K | <0.1% |
Sold out
Held at 2026-03-31, gone by 2026-06-30 · 16 in all · reported value as of 2026-03-31
| Holding | Shares 2026-03-31 | Reported value | % of portfolio then |
|---|---|---|---|
| ProShares TR | 916,160 | $15.0M | 5.1% |
| ProShares UltraShort S&P500 | 108,584 | $8.2M | 2.8% |
| Simplify Exchange Traded Fun | 117,701 | $5.4M | 1.8% |
| IVZ Invesco Exch Trd SLF IDX Fd | 194,295 | $4.6M | 1.6% |
| Direxion Shares ETF Tr | 58,011 | $3.0M | 1.0% |
| SPXX Nuveen S&P 500 Dynamic Overw | 149,092 | $2.4M | 0.8% |
| First Trust Ultra Short Duration Municipal | 109,973 | $2.2M | 0.7% |
| OXLC Oxford Lane Cap Corp | 222,539 | $2.2M | 0.7% |
| Invesco Exch Traded Fd Tr II | 49,141 | $1.2M | 0.4% |
| EMD Western Asset Emerging Mkts | 68,384 | $671.5K | 0.2% |
| MFS High Income Mun Tr | 88,443 | $328.1K | 0.1% |
| MFS Investment Grade Municipal Trust | 23,409 | $187.0K | <0.1% |
| Virtus Stone HBR Emrg Mkts I | 6,614 | $31.6K | <0.1% |
| ANGX Angel Studios Inc | 5,699 | $17.4K | <0.1% |
| Real Asset Acquisition | 4,166 | $5.5K | <0.1% |
| PCT Purecycle Technologies Inc | 5,457 | $4.1K | <0.1% |
Biggest increases and decreases
Positions held at both quarter ends, by change in shares · reported value as of 2026-06-30
Increases
| Holding | Shares 2026-03-31 | Shares 2026-06-30 | Change | Reported value |
|---|---|---|---|---|
| Suro Capital Corp | 32,518 | 788,403 | +2,324.5% | $9.9M |
| EIC Eagle Pointe Income Company | 394,000 | 897,140 | +127.7% | $9.0M |
| PDI PIMCO Dynamic Income Fd | 154,860 | 388,727 | +151.0% | $6.5M |
| KF The Korea Fund Inc | 380 | 49,834 | +13,014.2% | $3.7M |
| GOF Guggenheim Strategic Opp Fund | 1,015,400 | 1,336,680 | +31.6% | $14.6M |
| Columbia Seligman Premium Technology Growth Fund | 66,224 | 129,150 | +95.0% | $7.0M |
| JFR Nuveen Floating Rate Income | 713,294 | 1,111,921 | +55.9% | $8.5M |
| BLK BlackRock Enhanced Equity Dividend Trust | 83,386 | 166,761 | +100.0% | $5.0M |
| XFLT XAI Octagn Flt Rat & Alt Inm | 59,545 | 198,688 | +233.7% | $3.5M |
| BlackRock Tech and Private Eq | 280,753 | 515,402 | +83.6% | $4.7M |
| MFS Municipal Income Trust | 61,837 | 345,429 | +458.6% | $1.9M |
| FSCO FS Credit Opportunities Corp | 3,679,935 | 3,921,573 | +6.6% | $19.6M |
Decreases
| Holding | Shares 2026-03-31 | Shares 2026-06-30 | Change | Reported value |
|---|---|---|---|---|
| iShares Tr | 79,468 | 4,469 | -94.4% | $226.3K |
| PDX PIMCO Dynamic Income Strategy Fund | 1,253,348 | 1,095,075 | -12.6% | $22.8M |
| ASA ASA Gold and Precious Metals Ltd | 125,885 | 66,761 | -47.0% | $3.5M |
| MS Morgan Stanley Emerging Mkt Debt Fund Inc. | 309,000 | 2,151 | -99.3% | $14.7K |
| DXYZ Destiny Tech100 Inc | 82,806 | 6,588 | -92.0% | $169.7K |
| STEW SRH Total Return Fund Inc | 107,778 | 380 | -99.6% | $6.8K |
| PAXS PIMCO Access Income Fund | 439,995 | 311,965 | -29.1% | $4.5M |
| GDV The Gabelli Dividend & Income Trust | 51,278 | 248 | -99.5% | $7.3K |
| Central Securities Corp | 36,505 | 10,787 | -70.5% | $565.8K |
| BPRE Bluerock Private Real Estate Fund | 362,504 | 303,336 | -16.3% | $3.9M |
| Western Asset Mortgage Opp Fund Inc. | 114,887 | 62,657 | -45.5% | $671.1K |
| Nuveen Mortgage and Income Fund | 72,639 | 44,897 | -38.2% | $784.7K |
CIK 1509510 · 13F FILINGS ON EDGAR · INFORMATIONAL ONLY
