Hellerman Gerald has filed 16 Form 4s with the SEC that we hold, for High Income Securities Fund (PCF) (Director), Special Opportunities Fund, INC. (SPE) (Director) and Total Return Securities Fund (SWZ) (Director). Across all of them we count 23 purchases worth $379.1K and 3 sales worth $92.1K reported on Form 4. None of these purchases or sales is dated in the last 12 months. The largest single trade was a sale of 9,000 shares of High Income Securities Fund worth $90.0K, dated 2021-09-17. The first filing on our record is dated 2021-07-20 and the latest 2026-01-27.
| Trade date | Code | Shares | Value as filed | Filed |
|---|---|---|---|---|
| 2021-09-17 | S, sale reported on Form 4 | 9,000 | $90.0K | 2021-09-20 |
| 2022-01-21 | P, purchase reported on Form 4 | 700 | $5.8K | 2022-01-24 |
| 2024-06-04 | P, purchase reported on Form 4 | 100 | $681 | 2024-06-06 |
| 2024-12-16 | P, purchase reported on Form 4 | 5,000 | $33.1K | 2024-12-18 |
| 2024-12-16 | P, purchase reported on Form 4 | 5,000 | $33.5K | 2024-12-18 |
| 2024-12-17 | P, purchase reported on Form 4 | 12,000 | $79.2K | 2024-12-18 |
| 2024-12-17 | P, purchase reported on Form 4 | 6,409 | $41.7K | 2024-12-18 |
| 2024-12-17 | P, purchase reported on Form 4 | 2,525 | $16.4K | 2024-12-18 |
| 2024-12-19 | P, purchase reported on Form 4 | 2,000 | $12.7K | 2024-12-23 |
| 2024-12-26 | S, sale reported on Form 4 | 259 | $1.7K | 2024-12-30 |
| Trade date | Code | Shares | Value as filed | Filed |
|---|---|---|---|---|
| 2021-07-19 | P, purchase reported on Form 4 | 1,000 | $15.0K | 2021-07-20 |
| 2021-09-20 | P, purchase reported on Form 4 | 824 | $12.5K | 2021-09-21 |
| 2021-09-20 | P, purchase reported on Form 4 | 824 | $12.5K | 2021-09-21 |
| 2022-01-26 | P, purchase reported on Form 4 | 285 | $4.2K | 2022-01-28 |
| 2022-01-26 | P, purchase reported on Form 4 | 785 | $11.5K | 2022-01-28 |
| 2022-01-28 | P, purchase reported on Form 4 | 532 | $7.7K | 2022-01-28 |
| 2022-01-28 | P, purchase reported on Form 4 | 68 | $992 | 2022-01-28 |
| 2022-04-06 | P, purchase reported on Form 4 | 1,500 | $22.4K | 2022-04-07 |
| 2022-04-06 | P, purchase reported on Form 4 | 2,000 | $29.5K | 2022-04-07 |
| 2022-04-06 | P, purchase reported on Form 4 | 100 | $1.5K | 2022-04-07 |
| 2022-04-06 | P, purchase reported on Form 4 | 1,000 | $14.7K | 2022-04-07 |
| 2022-04-06 | P, purchase reported on Form 4 | 1,000 | $14.7K | 2022-04-07 |
| Trade date | Code | Shares | Value as filed | Filed |
|---|---|---|---|---|
| 2022-03-02 | P, purchase reported on Form 4 | 267 | $2.4K | 2022-03-03 |
| 2022-03-02 | P, purchase reported on Form 4 | 235 | $2.1K | 2022-03-03 |
| 2022-03-02 | P, purchase reported on Form 4 | 498 | $4.4K | 2022-03-03 |
| 2025-04-02 | S, sale reported on Form 4 | 41 | $379 | 2025-04-03 |
Counted from the Form 4 filings this reporting owner (SEC CIK 1222911) filed on EDGAR. Values are the transaction values as filed. See every filing on EDGAR, or browse insider buying and today's insider purchases.
Source: U.S. Securities and Exchange Commission (EDGAR) and other official
government data · Updated 2026-10-12 ·
For informational purposes only, not investment advice.
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