WaveMan · Form 4
Merrill Lynch, Pierce, Fenner & Smith INC. insider trades
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Merrill Lynch, Pierce, Fenner & Smith INC. insider trades

Merrill Lynch, Pierce, Fenner & Smith INC. has filed 36 Form 4s with the SEC that we hold, for Nuveen Municipal Credit Income Fund (NZF) (10% owner), MUNEX (10% owner), Nuveen Municipal High Income Opportunity Fund (NMZ) (10% owner) and Pimco Municipal Income Fund II (PML) (10% owner), among 22 companies in all. Across all of them we count 113 purchases worth $1.1M and 121 sales worth $918.4K reported on Form 4. In the last 12 months: 10 purchases ($190.6K) and 9 sales ($184.9K). The largest single trade was a purchase of 11,313 shares of PMF worth $90.1K, dated 2025-06-11. The first filing on our record is dated 2024-07-02 and the latest 2026-05-22.

Nuveen Municipal Credit Income Fund (NZF)

10% owner · 6 filings · 17 purchases and sales
Trade dateCodeSharesValue as filedFiled
2024-12-03P, purchase reported on Form 475$9762024-12-06
2024-12-03S, sale reported on Form 475$9772024-12-06
2025-03-11S, sale reported on Form 41$122025-03-13
2025-03-11P, purchase reported on Form 41$122025-03-13
2025-08-19S, sale reported on Form 42,100$24.9K2025-08-21
2025-08-19P, purchase reported on Form 4100$1.2K2025-08-21
2025-08-19P, purchase reported on Form 4300$3.5K2025-08-21
2025-08-19P, purchase reported on Form 41,400$16.5K2025-08-21
2025-09-26S, sale reported on Form 4197$2.4K2025-10-01
2025-09-26P, purchase reported on Form 4197$2.4K2025-10-01
2025-10-03S, sale reported on Form 41,500$18.9K2025-10-07
2025-10-03S, sale reported on Form 4750$9.4K2025-10-07
2025-10-03P, purchase reported on Form 4750$9.4K2025-10-07
2025-10-03P, purchase reported on Form 4817$10.2K2025-10-07
2025-10-03P, purchase reported on Form 4683$8.6K2025-10-07
2026-02-25S, sale reported on Form 48$1042026-02-27
2026-02-25P, purchase reported on Form 48$1032026-02-27

MUNEX

10% owner · 4 filings · 7 purchases and sales
Trade dateCodeSharesValue as filedFiled
2025-09-25P, purchase reported on Form 44,780$60.4K2025-09-29
2025-09-25S, sale reported on Form 44,780$60.6K2025-09-29
2025-11-07P, purchase reported on Form 41$132025-11-12
2025-11-07S, sale reported on Form 41$132025-11-12
2026-04-30P, purchase reported on Form 4407$5.0K2026-05-04
2026-05-14S, sale reported on Form 4407$5.0K2026-05-18
2026-05-15P, purchase reported on Form 4407$5.0K2026-05-18

Nuveen Municipal High Income Opportunity Fund (NMZ)

10% owner · 3 filings · 6 purchases and sales
Trade dateCodeSharesValue as filedFiled
2024-12-03S, sale reported on Form 475$8652024-12-06
2024-12-03P, purchase reported on Form 475$8662024-12-06
2025-10-09P, purchase reported on Form 4190$2.0K2025-10-10
2025-10-09S, sale reported on Form 4190$2.0K2025-10-10
2025-12-19S, sale reported on Form 41,000$10.5K2025-12-22
2025-12-19P, purchase reported on Form 41,000$10.3K2025-12-22

Pimco Municipal Income Fund II (PML)

10% owner · 3 filings · 6 purchases and sales
Trade dateCodeSharesValue as filedFiled
2025-07-02S, sale reported on Form 4111$8282025-07-07
2025-07-02P, purchase reported on Form 4111$8152025-07-07
2026-03-13P, purchase reported on Form 465$5032026-03-17
2026-03-13S, sale reported on Form 465$4962026-03-17
2026-05-20P, purchase reported on Form 4680$5.0K2026-05-22
2026-05-20S, sale reported on Form 4680$5.0K2026-05-22

Federated Hermes Premier Municipal Income Fund (FMN)

10% owner · 2 filings · 29 purchases and sales
Trade dateCodeSharesValue as filedFiled
2017-03-07P, purchase reported on Form 41,500$20.9K2024-12-13
2017-03-07S, sale reported on Form 41,500$20.7K2024-12-13
2019-04-05P, purchase reported on Form 4526$7.0K2024-12-13
2019-04-08S, sale reported on Form 4200$2.7K2024-12-13
2019-04-08S, sale reported on Form 4200$2.7K2024-12-13
2019-04-08S, sale reported on Form 4100$1.3K2024-12-13
2019-04-08S, sale reported on Form 426$3482024-12-13
2019-07-08P, purchase reported on Form 4665$9.1K2024-12-13
2019-07-08S, sale reported on Form 473$1.0K2024-12-13
2019-07-09S, sale reported on Form 4100$1.4K2024-12-13
2019-07-09S, sale reported on Form 492$1.3K2024-12-13
2019-07-09S, sale reported on Form 4100$1.4K2024-12-13
2019-07-09S, sale reported on Form 4300$4.1K2024-12-13
2019-09-09P, purchase reported on Form 497$1.4K2024-12-13
2019-09-09P, purchase reported on Form 4300$4.2K2024-12-13
2019-09-09P, purchase reported on Form 426$3672024-12-13
2019-09-09S, sale reported on Form 497$1.4K2024-12-13
2019-09-09S, sale reported on Form 4300$4.2K2024-12-13
2019-09-09S, sale reported on Form 426$3672024-12-13
2019-10-07P, purchase reported on Form 4893$12.6K2024-12-13
2019-10-08S, sale reported on Form 4100$1.4K2024-12-13
2019-10-08S, sale reported on Form 4100$1.4K2024-12-13
2019-10-08S, sale reported on Form 4100$1.4K2024-12-13
2019-10-08S, sale reported on Form 467$9452024-12-13
2019-10-09S, sale reported on Form 4100$1.4K2024-12-13
2019-10-09S, sale reported on Form 426$3662024-12-13
2025-04-09P, purchase reported on Form 413$1412025-04-11
2025-04-09S, sale reported on Form 41$102025-04-11
2025-04-09S, sale reported on Form 412$1312025-04-11

PMF

10% owner · 2 filings · 36 purchases and sales
Trade dateCodeSharesValue as filedFiled
2024-11-18P, purchase reported on Form 420$1962024-11-20
2024-11-18P, purchase reported on Form 4100$9812024-11-20
2024-11-18P, purchase reported on Form 480$7852024-11-20
2024-11-18P, purchase reported on Form 4100$9822024-11-20
2024-11-18P, purchase reported on Form 452$5102024-11-20
2024-11-18P, purchase reported on Form 41,148$11.3K2024-11-20
2024-11-18S, sale reported on Form 41,600$15.9K2024-11-20
2024-11-18S, sale reported on Form 4100$9922024-11-20
2025-06-11P, purchase reported on Form 44,923$39.2K2025-06-13
2025-06-11P, purchase reported on Form 44,697$37.4K2025-06-13
2025-06-11P, purchase reported on Form 44,264$33.9K2025-06-13
2025-06-11P, purchase reported on Form 42,313$18.4K2025-06-13
2025-06-11P, purchase reported on Form 41,631$13.0K2025-06-13
2025-06-11P, purchase reported on Form 41,625$12.9K2025-06-13
2025-06-11P, purchase reported on Form 41,467$11.7K2025-06-13
2025-06-11P, purchase reported on Form 41,449$11.5K2025-06-13
2025-06-11P, purchase reported on Form 41,028$8.2K2025-06-13
2025-06-11P, purchase reported on Form 4927$7.4K2025-06-13
2025-06-11P, purchase reported on Form 4881$7.0K2025-06-13
2025-06-11P, purchase reported on Form 4607$4.8K2025-06-13
2025-06-11P, purchase reported on Form 4382$3.0K2025-06-13
2025-06-11P, purchase reported on Form 4133$1.1K2025-06-13
2025-06-11P, purchase reported on Form 4132$1.0K2025-06-13
2025-06-11P, purchase reported on Form 4130$1.0K2025-06-13
2025-06-11P, purchase reported on Form 4111$8772025-06-13
2025-06-11P, purchase reported on Form 495$7562025-06-13
2025-06-11P, purchase reported on Form 461$4862025-06-13
2025-06-11S, sale reported on Form 42,000$15.8K2025-06-13
2025-06-11S, sale reported on Form 41,100$8.7K2025-06-13
2025-06-11S, sale reported on Form 41,000$7.9K2025-06-13
2025-06-11S, sale reported on Form 4512$4.0K2025-06-13
2025-06-11P, purchase reported on Form 411,313$90.1K2025-06-13
2025-06-11S, sale reported on Form 4700$5.5K2025-06-13
2025-06-11S, sale reported on Form 4625$4.9K2025-06-13
2025-06-11S, sale reported on Form 4600$4.7K2025-06-13
2025-06-11S, sale reported on Form 4565$4.5K2025-06-13

Blackrock Muniassets Fund, INC. (MUA)

10% owner · 1 filing · 16 purchases and sales
Trade dateCodeSharesValue as filedFiled
2022-04-27S, sale reported on Form 4495$5.8K2024-12-13
2022-04-29P, purchase reported on Form 4495$5.9K2024-12-13
2022-06-24P, purchase reported on Form 43,759$45.2K2024-12-13
2022-06-27S, sale reported on Form 4100$1.2K2024-12-13
2022-06-27S, sale reported on Form 4261$3.1K2024-12-13
2022-06-27S, sale reported on Form 460$7152024-12-13
2022-06-27S, sale reported on Form 4345$4.1K2024-12-13
2022-06-27S, sale reported on Form 4100$1.2K2024-12-13
2022-06-27S, sale reported on Form 455$6552024-12-13
2022-06-27S, sale reported on Form 4300$3.6K2024-12-13
2022-06-27S, sale reported on Form 4200$2.4K2024-12-13
2022-06-27S, sale reported on Form 4100$1.2K2024-12-13
2022-06-27S, sale reported on Form 4100$1.2K2024-12-13
2022-06-27S, sale reported on Form 4100$1.2K2024-12-13
2022-06-27S, sale reported on Form 4321$3.8K2024-12-13
2022-06-27S, sale reported on Form 4121$1.4K2024-12-13

Blackrock Muniholdings New Jersey Quality Fund, INC. (MUJ)

10% owner · 1 filing · 20 purchases and sales
Trade dateCodeSharesValue as filedFiled
2015-02-25S, sale reported on Form 4700$10.5K2024-12-13
2015-02-25P, purchase reported on Form 4700$10.5K2024-12-13
2015-05-06P, purchase reported on Form 43,000$42.3K2024-12-13
2015-05-07S, sale reported on Form 4300$4.2K2024-12-13
2015-05-07S, sale reported on Form 4555$7.8K2024-12-13
2015-05-07S, sale reported on Form 4791$11.1K2024-12-13
2015-05-07S, sale reported on Form 4500$7.0K2024-12-13
2015-05-07S, sale reported on Form 4117$1.6K2024-12-13
2015-05-07S, sale reported on Form 4737$10.3K2024-12-13
2015-06-02P, purchase reported on Form 42,000$27.7K2024-12-13
2015-06-02P, purchase reported on Form 41,300$18.0K2024-12-13
2015-06-02P, purchase reported on Form 42,275$31.5K2024-12-13
2015-06-10S, sale reported on Form 4300$4.0K2024-12-13
2015-06-10S, sale reported on Form 4200$2.7K2024-12-13
2015-06-10S, sale reported on Form 4100$1.3K2024-12-13
2015-06-10S, sale reported on Form 4100$1.3K2024-12-13
2015-06-10S, sale reported on Form 42,000$26.9K2024-12-13
2015-06-10S, sale reported on Form 4200$2.7K2024-12-13
2015-06-10S, sale reported on Form 4100$1.3K2024-12-13
2015-06-10S, sale reported on Form 41,000$13.5K2024-12-13

Eaton Vance Senior Floating-Rate Trust (EFR)

10% owner · 1 filing · 5 purchases and sales
Trade dateCodeSharesValue as filedFiled
2024-08-05S, sale reported on Form 444$5792024-08-07
2024-08-05S, sale reported on Form 424$3142024-08-07
2024-08-05S, sale reported on Form 420$2602024-08-07
2024-08-05P, purchase reported on Form 4116$1.4K2024-08-07
2024-08-05S, sale reported on Form 428$3682024-08-07

Franklin Managed Municipal Income Trust (PMM)

10% owner · 1 filing · 27 purchases and sales
Trade dateCodeSharesValue as filedFiled
2013-03-13S, sale reported on Form 42,000$15.8K2024-12-20
2013-03-15P, purchase reported on Form 4100$7802024-12-20
2013-03-15P, purchase reported on Form 4102$7962024-12-20
2013-03-15P, purchase reported on Form 4700$5.5K2024-12-20
2013-03-15P, purchase reported on Form 4398$3.1K2024-12-20
2014-04-23S, sale reported on Form 4100$7112024-12-20
2014-04-23S, sale reported on Form 4235$1.7K2024-12-20
2014-04-23P, purchase reported on Form 4435$3.1K2024-12-20
2015-01-15P, purchase reported on Form 42,690$19.8K2024-12-20
2015-01-15P, purchase reported on Form 4100$7352024-12-20
2015-01-15S, sale reported on Form 42,790$20.5K2024-12-20
2015-04-10P, purchase reported on Form 4704$5.2K2024-12-20
2015-04-14S, sale reported on Form 4704$5.2K2024-12-20
2015-04-15P, purchase reported on Form 4510$3.8K2024-12-20
2015-04-15P, purchase reported on Form 41,026$7.6K2024-12-20
2015-04-17S, sale reported on Form 4510$3.8K2024-12-20
2015-04-17S, sale reported on Form 41,026$7.6K2024-12-20
2015-06-18S, sale reported on Form 42,035$14.4K2024-12-20
2015-06-25P, purchase reported on Form 42,035$14.5K2024-12-20
2016-05-02S, sale reported on Form 41,065$8.2K2024-12-20
2016-05-03P, purchase reported on Form 4100$7772024-12-20
2016-05-03P, purchase reported on Form 4201$1.6K2024-12-20
2016-05-03P, purchase reported on Form 4265$2.1K2024-12-20
2016-05-03P, purchase reported on Form 4499$3.9K2024-12-20
2017-09-21S, sale reported on Form 43,800$28.6K2024-12-20
2017-09-21P, purchase reported on Form 43$232024-12-20
2017-09-21P, purchase reported on Form 4100$7522024-12-20

Gabelli Utility Trust (GUT)

10% owner · 1 filing · 2 purchases and sales
Trade dateCodeSharesValue as filedFiled
2024-06-28S, sale reported on Form 4263$6.3K2024-07-02
2024-06-28P, purchase reported on Form 4263$6.2K2024-07-02

HYB

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

Invesco Advantage Municipal Income Trust II (VKI)

10% owner · 1 filing · 2 purchases and sales
Trade dateCodeSharesValue as filedFiled
2026-01-02P, purchase reported on Form 48,531$77.5K2026-01-05
2026-01-02S, sale reported on Form 48,531$76.8K2026-01-05

Invesco Quality Municipal Income Trust (IQI)

10% owner · 1 filing · 4 purchases and sales
Trade dateCodeSharesValue as filedFiled
2012-04-24S, sale reported on Form 4425$5.9K2024-12-20
2012-04-24P, purchase reported on Form 4425$5.9K2024-12-20
2012-04-24P, purchase reported on Form 4300$4.2K2024-12-20
2012-04-24S, sale reported on Form 4300$4.2K2024-12-20

Invesco Trust for Investment Grade New York Municipals (VTN)

10% owner · 1 filing · 9 purchases and sales
Trade dateCodeSharesValue as filedFiled
2019-08-23S, sale reported on Form 45,921$81.1K2024-12-13
2019-08-23P, purchase reported on Form 4100$1.4K2024-12-13
2019-08-23P, purchase reported on Form 4200$2.7K2024-12-13
2019-08-26P, purchase reported on Form 4100$1.4K2024-12-13
2019-08-26P, purchase reported on Form 489$1.2K2024-12-13
2019-08-26P, purchase reported on Form 4200$2.8K2024-12-13
2019-08-26P, purchase reported on Form 4200$2.7K2024-12-13
2019-08-26P, purchase reported on Form 4200$2.7K2024-12-13
2019-08-26P, purchase reported on Form 4100$1.4K2024-12-13

MAV

10% owner · 1 filing · 30 purchases and sales
Trade dateCodeSharesValue as filedFiled
2012-03-29P, purchase reported on Form 4100$1.5K2024-12-13
2012-03-29S, sale reported on Form 4100$1.5K2024-12-13
2012-04-27P, purchase reported on Form 440$6102024-12-13
2012-05-08S, sale reported on Form 440$6252024-12-13
2013-01-30P, purchase reported on Form 4108$1.7K2024-12-13
2013-01-31S, sale reported on Form 4108$1.7K2024-12-13
2013-03-08S, sale reported on Form 42,000$32.1K2024-12-13
2013-03-11P, purchase reported on Form 41,330$21.3K2024-12-13
2013-03-11P, purchase reported on Form 4670$10.7K2024-12-13
2013-03-11S, sale reported on Form 42,000$32.0K2024-12-13
2013-03-19P, purchase reported on Form 4200$3.1K2024-12-13
2013-03-19P, purchase reported on Form 4400$6.2K2024-12-13
2013-03-19P, purchase reported on Form 41,400$21.9K2024-12-13
2013-03-21S, sale reported on Form 42,000$31.3K2024-12-13
2013-03-21P, purchase reported on Form 41,500$23.4K2024-12-13
2013-03-21P, purchase reported on Form 4300$4.7K2024-12-13
2013-03-21P, purchase reported on Form 4100$1.6K2024-12-13
2013-03-21P, purchase reported on Form 4100$1.6K2024-12-13
2016-11-15S, sale reported on Form 4200$2.4K2024-12-13
2016-11-18P, purchase reported on Form 4200$2.4K2024-12-13
2017-09-06P, purchase reported on Form 41,350$15.8K2024-12-13
2017-09-06S, sale reported on Form 41,350$15.7K2024-12-13
2023-06-05P, purchase reported on Form 4675$5.2K2024-12-13
2023-06-05S, sale reported on Form 440$3102024-12-13
2023-06-05S, sale reported on Form 420$1552024-12-13
2023-06-05S, sale reported on Form 451$3952024-12-13
2023-06-05S, sale reported on Form 426$2012024-12-13
2023-06-05S, sale reported on Form 4200$1.6K2024-12-13
2023-06-05S, sale reported on Form 447$3642024-12-13
2023-06-05S, sale reported on Form 451$3952024-12-13

MHI

10% owner · 1 filing · 3 purchases and sales
Trade dateCodeSharesValue as filedFiled
2024-11-18S, sale reported on Form 4800$7.5K2024-11-20
2024-11-18P, purchase reported on Form 4515$4.9K2024-11-20
2024-11-18P, purchase reported on Form 4285$2.7K2024-11-20

Nuveen Municipal Credit Opportunities Fund (NMCO)

10% owner · 1 filing · 2 purchases and sales
Trade dateCodeSharesValue as filedFiled
2026-05-18P, purchase reported on Form 41,000$10.6K2026-05-20
2026-05-19S, sale reported on Form 41,000$10.5K2026-05-20

Nuveen New York Quality Municipal Income Fund (NAN)

10% owner · 1 filing · 7 purchases and sales
Trade dateCodeSharesValue as filedFiled
2025-01-17S, sale reported on Form 4100$1.1K2025-01-22
2025-01-17S, sale reported on Form 4500$5.6K2025-01-22
2025-01-17S, sale reported on Form 4100$1.1K2025-01-22
2025-01-17S, sale reported on Form 4107$1.2K2025-01-22
2025-01-17S, sale reported on Form 4304$3.4K2025-01-22
2025-01-17P, purchase reported on Form 41,611$18.3K2025-01-22
2025-01-17S, sale reported on Form 4400$4.5K2025-01-22

Nuveen Quality Municipal Income Fund (NAD)

10% owner · 1 filing · 2 purchases and sales
Trade dateCodeSharesValue as filedFiled
2026-01-02P, purchase reported on Form 46,374$76.6K2026-01-05
2026-01-02S, sale reported on Form 46,374$76.4K2026-01-05

PCK

10% owner · 1 filing · 2 purchases and sales
Trade dateCodeSharesValue as filedFiled
2025-06-11S, sale reported on Form 475$3982025-06-13
2025-06-11P, purchase reported on Form 475$3982025-06-13

Pimco New York Municipal Income Fund II (PNI)

10% owner · 1 filing · 2 purchases and sales
Trade dateCodeSharesValue as filedFiled
2025-08-11S, sale reported on Form 4105$6852025-08-13
2025-08-11P, purchase reported on Form 4105$6852025-08-13
Source

Counted from the Form 4 filings this reporting owner (SEC CIK 728612) filed on EDGAR. Values are the transaction values as filed. See every filing on EDGAR, or browse insider buying and today's insider purchases.

Source: U.S. Securities and Exchange Commission (EDGAR) and other official government data · Updated 2026-10-12 · For informational purposes only, not investment advice.
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