Neptune Securities Settlement Fund insider trades
Neptune Securities Settlement Fund has filed 8 Form 4s with the SEC that we hold, all for NEPTF, as 10% owner. Across all of them we count 0 purchases worth $0 and 19 sales worth $668.4K reported on Form 4. None of these purchases or sales is dated in the last 12 months. The largest single trade was a sale of 215,838 shares of NEPT worth $189.9K, dated 2023-11-20. The first filing on our record is dated 2023-10-19 and the latest 2024-04-30.
NEPTF
| Trade date | Code | Shares | Value as filed | Filed |
|---|---|---|---|---|
| 2023-10-17 | S, sale reported on Form 4 | 63,000 | $68.7K | 2023-10-19 |
| 2023-10-23 | S, sale reported on Form 4 | 6,988 | $5.6K | 2023-10-30 |
| 2023-10-27 | S, sale reported on Form 4 | 74,000 | $59.9K | 2023-10-30 |
| 2023-11-08 | S, sale reported on Form 4 | 28,079 | $19.9K | 2023-11-13 |
| 2023-11-10 | S, sale reported on Form 4 | 929 | $650 | 2023-11-13 |
| 2023-11-13 | S, sale reported on Form 4 | 613 | $429 | 2023-11-21 |
| 2023-11-14 | S, sale reported on Form 4 | 32 | $22 | 2023-11-21 |
| 2023-11-20 | S, sale reported on Form 4 | 215,838 | $189.9K | 2023-11-21 |
| 2023-11-21 | S, sale reported on Form 4 | 98,531 | $75.9K | 2023-11-21 |
| 2023-11-22 | S, sale reported on Form 4 | 3,938 | $2.9K | 2023-11-27 |
| 2023-11-28 | S, sale reported on Form 4 | 29,129 | $20.4K | 2023-11-30 |
| 2023-11-29 | S, sale reported on Form 4 | 16,602 | $11.8K | 2023-11-30 |
| 2023-11-30 | S, sale reported on Form 4 | 201,873 | $155.4K | 2023-11-30 |
| 2024-03-01 | S, sale reported on Form 4 | 64,819 | $28.5K | 2024-03-06 |
| 2024-03-04 | S, sale reported on Form 4 | 15,000 | $6.0K | 2024-03-06 |
| 2024-03-05 | S, sale reported on Form 4 | 1,995 | $818 | 2024-03-06 |
| 2024-04-24 | S, sale reported on Form 4 | 100,300 | $7.0K | 2024-04-30 |
| 2024-04-25 | S, sale reported on Form 4 | 100,000 | $7.0K | 2024-04-30 |
| 2024-04-26 | S, sale reported on Form 4 | 150,000 | $7.5K | 2024-04-30 |
Counted from the Form 4 filings this reporting owner (SEC CIK 1997608) filed on EDGAR. Values are the transaction values as filed. See every filing on EDGAR, or browse insider buying and today's insider purchases.
Source: U.S. Securities and Exchange Commission (EDGAR) and other official
government data · Updated 2026-10-12 ·
For informational purposes only, not investment advice.
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