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UBS Group AG insider trades
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UBS Group AG insider trades

UBS Group AG has filed 38 Form 4s with the SEC that we hold, for Gabelli Dividend & Income Trust (GDV) (10% owner), ENDRA Life Sciences Inc. (NDRA) (Reporting owner), Gabelli Equity Trust INC (GAB) (10% owner) and PYN (10% owner), among 32 companies in all. Across all of them we count 12 purchases worth $8.6K and 31 sales worth $170.2K reported on Form 4. None of these purchases or sales is dated in the last 12 months. The largest single trade was a sale of 26,335 shares of Edible Garden AG Inc worth $140.1K, dated 2024-04-25. The first filing on our record is dated 2022-11-08 and the latest 2026-05-29.

Gabelli Dividend & Income Trust (GDV)

10% owner · 3 filings · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

ENDRA Life Sciences Inc. (NDRA)

Reporting owner · 2 filings · 1 purchase or sale
Trade dateCodeSharesValue as filedFiled
2024-08-27P, purchase reported on Form 43,715$2.0K2024-08-29

Gabelli Equity Trust INC (GAB)

10% owner · 2 filings · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

PYN

10% owner · 2 filings · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

Western Asset Managed Municipals Fund INC. (MMU)

10% owner · 2 filings · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

Bny Mellon Strategic Municipal Bond Fund, INC. (DSM)

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

Bny Mellon Strategic Municipals, INC. (LEO)

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

DMF

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

Eaton Vance Ltd Duration Income Fund (EVV)

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

Eaton Vance Senior Floating-Rate Trust (EFR)

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

Eaton Vance Senior Income Trust (EVF)

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

Edible Garden AG Inc (EDBL)

10% owner · 1 filing · 18 purchases and sales
Trade dateCodeSharesValue as filedFiled
2024-04-24S, sale reported on Form 41$62024-05-03
2024-04-24S, sale reported on Form 4105$6622024-05-03
2024-04-25S, sale reported on Form 4100$6222024-05-03
2024-04-25S, sale reported on Form 4100$6162024-05-03
2024-04-25S, sale reported on Form 4186$1.2K2024-05-03
2024-04-25S, sale reported on Form 4190$1.2K2024-05-03
2024-04-25S, sale reported on Form 497$6032024-05-03
2024-04-25S, sale reported on Form 426,335$140.1K2024-05-03
2024-04-25P, purchase reported on Form 4300$1.8K2024-05-03
2024-04-25P, purchase reported on Form 4700$4.3K2024-05-03
2024-04-25P, purchase reported on Form 41$62024-05-03
2024-04-25S, sale reported on Form 43,000$18.8K2024-05-03
2024-04-25P, purchase reported on Form 41$62024-05-03
2024-04-25P, purchase reported on Form 42$122024-05-03
2024-04-25S, sale reported on Form 41$62024-05-03
2024-04-25P, purchase reported on Form 41$62024-05-03
2024-04-25S, sale reported on Form 414$862024-05-03
2024-04-25S, sale reported on Form 433$2052024-05-03

Empery Digital Inc. (VLCN)

10% owner · 1 filing · 23 purchases and sales
Trade dateCodeSharesValue as filedFiled
2024-07-05S, sale reported on Form 414$622024-07-10
2024-07-05S, sale reported on Form 449$2172024-07-10
2024-07-05S, sale reported on Form 413$572024-07-10
2024-07-05S, sale reported on Form 4100$4392024-07-10
2024-07-05S, sale reported on Form 4100$4422024-07-10
2024-07-05S, sale reported on Form 4200$8842024-07-10
2024-07-05S, sale reported on Form 483$3672024-07-10
2024-07-05P, purchase reported on Form 41$42024-07-10
2024-07-05P, purchase reported on Form 41$42024-07-10
2024-07-05S, sale reported on Form 4100$4442024-07-10
2024-07-05S, sale reported on Form 4200$8862024-07-10
2024-07-05P, purchase reported on Form 41$42024-07-10
2024-07-08P, purchase reported on Form 4100$4532024-07-10
2024-07-08P, purchase reported on Form 45$232024-07-10
2024-07-08S, sale reported on Form 425$1102024-07-10
2024-07-08S, sale reported on Form 41$42024-07-10
2024-07-08S, sale reported on Form 43$132024-07-10
2024-07-08S, sale reported on Form 43$132024-07-10
2024-07-08S, sale reported on Form 43$122024-07-10
2024-07-08S, sale reported on Form 4200$8202024-07-10
2024-07-08S, sale reported on Form 416$662024-07-10
2024-07-08S, sale reported on Form 450$2052024-07-10
2024-07-08S, sale reported on Form 4105$4302024-07-10

GLST

10% owner · 1 filing · 1 purchase or sale
Trade dateCodeSharesValue as filedFiled
2025-02-21S, sale reported on Form 4100$7682025-02-25

Gabelli Multimedia Trust INC. (GGT)

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

MNP

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

PCK

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

PIMCO Income Strategy Fund II (PFN)

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

PMF

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

PMX

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

PNF

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

PZC

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

Pimco California Municipal Income Fund (PCQ)

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

Pimco Corporate & Income Opportunity Fund (PTY)

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

Pimco Corporate & Income Strategy Fund (PCN)

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

Pimco High Income Fund (PHK)

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

Pimco Income Strategy Fund (PFL)

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

Pimco Municipal Income Fund II (PML)

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

Pimco New York Municipal Income Fund II (PNI)

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

Virtus Convertible & Income Fund (NCV)

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

Virtus Convertible & Income Fund II (NCZ)

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

Western Asset Intermediate Muni Fund INC. (SBI)

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

Source

Counted from the Form 4 filings this reporting owner (SEC CIK 1610520) filed on EDGAR. Values are the transaction values as filed. See every filing on EDGAR, or browse insider buying and today's insider purchases.

Source: U.S. Securities and Exchange Commission (EDGAR) and other official government data · Updated 2026-10-12 · For informational purposes only, not investment advice.
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