WaveMan · Form 4
Weinstein Boaz insider trades
> Search tickers & screens ⌘K
LIVE

Weinstein Boaz insider trades

Weinstein Boaz has filed 1,085 Form 4s with the SEC that we hold, for BlackRock Technology & Private Equity Term Trust (BIGZ) (10% owner), Saba Capital Income & Opportunities Fund II (SABA) (10% owner), BlackRock ESG Capital Allocation Term Trust (ECAT) (10% owner) and BFZ (10% owner), among 68 companies in all. Across all of them we count 1,219 purchases worth $681.1M and 377 sales worth $211.5M reported on Form 4. None of these purchases or sales is dated in the last 12 months. The largest single trade was a purchase of 731,721 shares of PIMCO Dynamic Income Strategy Fund worth $20.2M, dated 2025-01-13. The first filing on our record is dated 2021-07-08 and the latest 2025-09-11.

BlackRock Technology & Private Equity Term Trust (BIGZ)

10% owner · 57 filings · 95 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-09-28P, purchase reported on Form 4148,596$1.0M2023-10-02
2023-09-29P, purchase reported on Form 490,170$629.4K2023-10-02
2023-10-04P, purchase reported on Form 4317,729$2.2M2023-10-06
2023-10-05P, purchase reported on Form 4250,950$1.7M2023-10-06
2023-10-10P, purchase reported on Form 4913,374$6.5M2023-10-12
2023-10-11P, purchase reported on Form 4167,604$1.2M2023-10-12
2023-10-12P, purchase reported on Form 4269,405$1.9M2023-10-16
2023-10-13P, purchase reported on Form 4108,831$743.3K2023-10-16
2023-10-16P, purchase reported on Form 4208,037$1.4M2023-10-18
2023-10-17P, purchase reported on Form 41,167,667$8.1M2023-10-18
2023-10-18P, purchase reported on Form 4213,755$1.5M2023-10-19
2023-10-19P, purchase reported on Form 4362,227$2.5M2023-10-19
2023-10-20P, purchase reported on Form 4127,905$849.3K2023-10-23
2023-10-23P, purchase reported on Form 4362,836$2.4M2023-10-23
2023-10-30P, purchase reported on Form 4545,789$3.4M2023-10-31
2023-10-31P, purchase reported on Form 4557,619$3.5M2023-10-31
2023-11-03P, purchase reported on Form 4328,327$2.2M2023-11-06
2023-11-06P, purchase reported on Form 4309,529$2.0M2023-11-06
2023-11-07P, purchase reported on Form 4788,944$5.3M2023-11-09
2023-11-08P, purchase reported on Form 4369,320$2.5M2023-11-09
2023-11-09P, purchase reported on Form 4228,685$1.5M2023-11-13
2023-11-10P, purchase reported on Form 4304,997$2.1M2023-11-13
2023-11-15P, purchase reported on Form 4418,356$3.0M2023-11-17
2023-11-16P, purchase reported on Form 4257,515$1.8M2023-11-17
2023-11-17P, purchase reported on Form 4295,811$2.1M2023-11-17
2023-11-20P, purchase reported on Form 4533,883$3.9M2023-11-21
2023-11-21P, purchase reported on Form 4394,430$2.8M2023-11-21
2023-11-27P, purchase reported on Form 4596,593$4.3M2023-11-28
2023-11-28P, purchase reported on Form 4300,753$2.1M2023-11-28
2023-12-05P, purchase reported on Form 4341,683$2.5M2023-12-06
2023-12-06P, purchase reported on Form 4495,100$3.6M2023-12-06
2023-12-11P, purchase reported on Form 4331,854$2.4M2023-12-13
2023-12-12P, purchase reported on Form 4285,480$2.1M2023-12-13
2024-01-12P, purchase reported on Form 477,412$568.2K2024-01-16
2024-01-16P, purchase reported on Form 416,530$119.8K2024-01-16
2024-01-17P, purchase reported on Form 4158,960$1.1M2024-01-18
2024-01-18P, purchase reported on Form 439,441$284.8K2024-01-18
2024-01-31P, purchase reported on Form 4340,328$2.6M2024-02-01
2024-02-01P, purchase reported on Form 487,443$669.8K2024-02-01
2024-02-16P, purchase reported on Form 4163,564$1.3M2024-02-21
2024-02-20P, purchase reported on Form 456,252$445.0K2024-02-21
2024-02-23P, purchase reported on Form 4391,649$3.2M2024-02-27
2024-02-26P, purchase reported on Form 4273,686$2.2M2024-02-27
2024-02-29P, purchase reported on Form 460,078$481.2K2024-03-04
2024-03-01P, purchase reported on Form 444,091$355.4K2024-03-04
2024-03-06P, purchase reported on Form 4106,541$851.3K2024-03-06
2024-03-21P, purchase reported on Form 4193,972$1.6M2024-03-25
2024-03-22P, purchase reported on Form 4100,000$797.0K2024-03-25
2024-03-25P, purchase reported on Form 4152,676$1.2M2024-03-27
2024-03-26P, purchase reported on Form 4100,100$802.8K2024-03-27
2024-07-01P, purchase reported on Form 4252,855$1.8M2024-07-02
2024-07-02P, purchase reported on Form 4155,137$1.1M2024-07-03
2024-07-05P, purchase reported on Form 442,236$311.7K2024-07-08
2024-07-08P, purchase reported on Form 4200,706$1.5M2024-07-09
2024-07-18P, purchase reported on Form 468,404$500.0K2024-07-22
2024-07-19P, purchase reported on Form 433,447$242.8K2024-07-22
2024-07-22P, purchase reported on Form 420,254$148.9K2024-07-23
2024-07-29P, purchase reported on Form 427,528$199.6K2024-07-30
2024-07-30P, purchase reported on Form 48,590$62.0K2024-08-01
2024-07-31P, purchase reported on Form 445,153$331.4K2024-08-01
2024-08-05P, purchase reported on Form 413,283$90.7K2024-08-06
2024-08-07P, purchase reported on Form 483,903$583.1K2024-08-08
2024-08-20P, purchase reported on Form 422,782$164.9K2024-08-22
2024-08-21P, purchase reported on Form 483,524$607.2K2024-08-22
2024-08-22P, purchase reported on Form 4252,777$1.8M2024-08-23
2024-08-23P, purchase reported on Form 430,643$224.3K2024-08-27
2024-09-16P, purchase reported on Form 431,631$231.9K2024-09-17
2024-09-17P, purchase reported on Form 4150,924$1.1M2024-09-19
2024-09-18P, purchase reported on Form 4315,074$2.4M2024-09-19
2024-09-19P, purchase reported on Form 4228,255$1.7M2024-09-23
2024-09-24P, purchase reported on Form 49,482$71.5K2024-09-26
2024-09-25P, purchase reported on Form 431,988$240.5K2024-09-26
2024-09-30P, purchase reported on Form 419,386$146.8K2024-10-01
2024-10-01P, purchase reported on Form 425,228$190.2K2024-10-03
2024-10-07P, purchase reported on Form 423,490$176.9K2024-10-08
2024-10-08P, purchase reported on Form 429,482$222.9K2024-10-10
2024-10-09P, purchase reported on Form 479,992$607.9K2024-10-10
2024-10-22P, purchase reported on Form 473,122$554.3K2024-10-24
2024-10-23P, purchase reported on Form 476,043$571.8K2024-10-24
2024-10-31P, purchase reported on Form 411,621$88.1K2024-11-04
2024-11-05P, purchase reported on Form 416,939$126.5K2024-11-07
2024-11-06P, purchase reported on Form 4104,693$798.8K2024-11-07
2024-11-07P, purchase reported on Form 440,719$313.9K2024-11-12
2024-11-08P, purchase reported on Form 479,091$612.2K2024-11-12
2024-11-11P, purchase reported on Form 422,616$177.1K2024-11-12
2024-11-12P, purchase reported on Form 4104,967$811.4K2024-11-14
2024-11-13P, purchase reported on Form 494,406$738.3K2024-11-14
2024-11-25P, purchase reported on Form 4266,732$2.1M2024-11-26
2024-12-05P, purchase reported on Form 4159,167$1.3M2024-12-09
2024-12-12P, purchase reported on Form 4355,173$2.8M2024-12-16
2024-12-13P, purchase reported on Form 4233,126$1.8M2024-12-16
2024-12-16P, purchase reported on Form 4350,000$2.8M2024-12-17
2025-01-02P, purchase reported on Form 4106,617$795.4K2025-01-06
2025-01-03P, purchase reported on Form 470,899$536.7K2025-01-06
2025-01-07P, purchase reported on Form 459,630$458.6K2025-01-10

Saba Capital Income & Opportunities Fund II (SABA)

10% owner · 53 filings · 80 purchases and sales
Trade dateCodeSharesValue as filedFiled
2021-07-02P, purchase reported on Form 416,305$91.6K2021-07-08
2021-07-06P, purchase reported on Form 471,694$402.2K2021-07-08
2021-07-07P, purchase reported on Form 4186,178$1.0M2021-07-08
2021-07-15P, purchase reported on Form 4272,007$1.5M2021-07-19
2021-07-16P, purchase reported on Form 4742,980$4.1M2021-07-19
2021-07-19P, purchase reported on Form 466,993$367.8K2021-07-21
2021-07-20P, purchase reported on Form 45,656$30.9K2021-07-21
2021-07-26P, purchase reported on Form 413,679$75.4K2021-07-29
2021-08-04P, purchase reported on Form 4299,167$1.7M2021-08-06
2021-08-05P, purchase reported on Form 455,884$309.0K2021-08-06
2021-09-13P, purchase reported on Form 4148,966$820.8K2021-09-14
2022-06-21P, purchase reported on Form 447,630$204.3K2022-06-23
2022-06-22P, purchase reported on Form 481,901$352.2K2022-06-23
2022-06-29P, purchase reported on Form 42,610$11.5K2022-07-01
2022-06-30P, purchase reported on Form 4287,880$1.3M2022-07-01
2022-07-01P, purchase reported on Form 49,363$41.8K2022-07-05
2022-07-12P, purchase reported on Form 4302,800$1.3M2022-07-14
2022-07-13P, purchase reported on Form 4186,565$819.0K2022-07-14
2022-07-14P, purchase reported on Form 4798,200$3.5M2022-07-14
2022-07-15P, purchase reported on Form 4119,961$515.8K2022-07-19
2022-07-20P, purchase reported on Form 41,600$6.9K2022-07-20
2022-07-28P, purchase reported on Form 434,873$154.5K2022-08-01
2022-07-29P, purchase reported on Form 470,716$325.3K2022-08-01
2022-08-01P, purchase reported on Form 440,930$189.1K2022-08-02
2022-08-05P, purchase reported on Form 4140,412$669.8K2022-08-09
2022-08-08P, purchase reported on Form 4125,545$597.6K2022-08-09
2022-08-11P, purchase reported on Form 417,959$87.1K2022-08-15
2022-08-12P, purchase reported on Form 447,538$228.7K2022-08-15
2022-08-17P, purchase reported on Form 457,349$273.0K2022-08-19
2022-08-18P, purchase reported on Form 425,872$121.6K2022-08-19
2022-08-19P, purchase reported on Form 476,644$354.1K2022-08-23
2022-08-22P, purchase reported on Form 4100,000$459.0K2022-08-23
2022-08-23P, purchase reported on Form 417,459$80.5K2022-08-25
2022-08-24P, purchase reported on Form 439,188$180.3K2022-08-25
2022-08-29P, purchase reported on Form 448,540$226.7K2022-08-30
2022-08-30P, purchase reported on Form 418,793$87.0K2022-08-30
2022-08-31P, purchase reported on Form 446,351$215.1K2022-09-06
2022-09-06P, purchase reported on Form 4100,000$459.0K2022-09-08
2022-09-07P, purchase reported on Form 463,143$287.9K2022-09-08
2022-09-08P, purchase reported on Form 4127,275$576.6K2022-09-12
2022-09-09P, purchase reported on Form 470,464$320.6K2022-09-12
2022-09-14P, purchase reported on Form 440,763$184.7K2022-09-16
2022-09-15P, purchase reported on Form 441,223$186.3K2022-09-16
2022-09-16P, purchase reported on Form 41,706$7.6K2022-09-19
2022-09-19P, purchase reported on Form 476,176$342.8K2022-09-19
2022-09-29P, purchase reported on Form 438,942$163.9K2022-10-03
2022-10-07P, purchase reported on Form 469,145$294.6K2022-10-11
2022-10-10P, purchase reported on Form 47,888$33.8K2022-10-11
2022-10-13P, purchase reported on Form 473,594$307.6K2022-10-17
2022-10-14P, purchase reported on Form 470,043$285.1K2022-10-17
2022-11-02P, purchase reported on Form 4100$4122022-11-03
2022-11-14P, purchase reported on Form 455,153$231.1K2022-11-16
2022-11-15P, purchase reported on Form 472,030$304.0K2022-11-16
2022-11-18P, purchase reported on Form 463,506$258.5K2022-11-22
2022-11-21P, purchase reported on Form 496,610$393.2K2022-11-22
2022-12-05P, purchase reported on Form 470,000$298.9K2022-12-07
2023-02-03P, purchase reported on Form 420,000$89.6K2023-02-06
2023-08-14S, sale reported on Form 44,010,910$16.7M2023-08-15
2023-12-06S, sale reported on Form 477,733$306.3K2023-12-07
2023-12-07S, sale reported on Form 4295,006$1.2M2023-12-11
2023-12-08S, sale reported on Form 4113,867$445.2K2023-12-11
2023-12-11S, sale reported on Form 466,890$261.5K2023-12-13
2023-12-12S, sale reported on Form 4220,190$863.1K2023-12-13
2023-12-13S, sale reported on Form 4503,307$2.0M2023-12-14
2023-12-14S, sale reported on Form 4663,400$2.6M2023-12-14
2024-09-24S, sale reported on Form 433,413$280.0K2024-09-26
2024-09-25S, sale reported on Form 470,046$587.0K2024-09-26
2024-09-26S, sale reported on Form 44,659$39.1K2024-09-30
2024-09-30S, sale reported on Form 41,601$13.6K2024-10-01
2024-10-03S, sale reported on Form 484,450$718.7K2024-10-07
2024-10-16S, sale reported on Form 44,881$42.0K2024-10-17
2024-10-18S, sale reported on Form 446,728$398.1K2024-10-21
2025-03-04S, sale reported on Form 450,140$448.8K2025-03-06
2025-03-05S, sale reported on Form 486,950$766.0K2025-03-06
2025-03-06S, sale reported on Form 446,064$406.3K2025-03-10
2025-03-25S, sale reported on Form 414,427$127.2K2025-03-27
2025-03-26S, sale reported on Form 43,475$30.5K2025-03-27
2025-03-27S, sale reported on Form 44,329$38.1K2025-03-31
2025-05-01S, sale reported on Form 42,978$26.1K2025-05-05
2025-05-05S, sale reported on Form 429,060$253.1K2025-05-06

BlackRock ESG Capital Allocation Term Trust (ECAT)

10% owner · 51 filings · 87 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-04-26P, purchase reported on Form 4187,950$2.8M2023-04-26
2023-04-27P, purchase reported on Form 465,194$993.6K2023-05-01
2023-05-03P, purchase reported on Form 44,395$68.2K2023-05-04
2023-05-04P, purchase reported on Form 466,708$1.0M2023-05-08
2023-05-05P, purchase reported on Form 449,711$772.0K2023-05-08
2023-05-10P, purchase reported on Form 4121,569$1.9M2023-05-11
2023-05-11P, purchase reported on Form 440,725$631.2K2023-05-15
2023-05-12P, purchase reported on Form 4120,641$1.8M2023-05-15
2023-05-15P, purchase reported on Form 421,659$330.9K2023-05-17
2023-05-16P, purchase reported on Form 464,762$988.3K2023-05-17
2023-05-23P, purchase reported on Form 4325,623$5.0M2023-05-25
2023-05-24P, purchase reported on Form 487,074$1.3M2023-05-25
2023-05-30P, purchase reported on Form 4241,969$3.7M2023-06-01
2023-05-31P, purchase reported on Form 431,687$484.5K2023-06-01
2023-06-01P, purchase reported on Form 425,048$386.2K2023-06-05
2023-06-07P, purchase reported on Form 450,215$787.4K2023-06-08
2023-06-20P, purchase reported on Form 4206,504$3.3M2023-06-22
2023-06-21P, purchase reported on Form 442,658$671.9K2023-06-22
2023-06-30P, purchase reported on Form 441,361$647.7K2023-07-05
2023-07-06P, purchase reported on Form 421,823$340.7K2023-07-07
2023-08-30P, purchase reported on Form 454,302$840.6K2023-08-31
2023-08-31P, purchase reported on Form 457,268$887.7K2023-08-31
2023-09-07P, purchase reported on Form 422,519$343.0K2023-09-11
2023-09-08P, purchase reported on Form 4138,136$2.1M2023-09-11
2023-09-12P, purchase reported on Form 439,924$606.0K2023-09-13
2023-09-13P, purchase reported on Form 452,525$794.7K2023-09-14
2023-09-14P, purchase reported on Form 486,065$1.3M2023-09-18
2023-09-15P, purchase reported on Form 477,292$1.2M2023-09-18
2023-09-20P, purchase reported on Form 41,271$19.2K2023-09-22
2023-09-21P, purchase reported on Form 416,520$245.2K2023-09-22
2023-09-27P, purchase reported on Form 4442,590$6.5M2023-09-28
2023-10-04P, purchase reported on Form 4194,681$2.8M2023-10-06
2023-10-05P, purchase reported on Form 4105,663$1.5M2023-10-06
2023-10-06P, purchase reported on Form 4145,133$2.1M2023-10-10
2023-10-09P, purchase reported on Form 430,730$455.1K2023-10-10
2023-10-16P, purchase reported on Form 4322,194$4.8M2023-10-18
2023-10-17P, purchase reported on Form 4200,991$3.0M2023-10-18
2023-10-20P, purchase reported on Form 410,017$143.4K2023-10-23
2023-10-23P, purchase reported on Form 4100,000$1.4M2023-10-23
2023-11-07P, purchase reported on Form 415,015$222.5K2023-11-09
2023-11-08P, purchase reported on Form 4302,069$4.5M2023-11-09
2023-11-09P, purchase reported on Form 4141,334$2.1M2023-11-13
2023-11-10P, purchase reported on Form 442,717$640.8K2023-11-13
2023-11-20P, purchase reported on Form 4317,592$4.9M2023-11-21
2023-11-21P, purchase reported on Form 4133,562$2.1M2023-11-21
2023-11-22P, purchase reported on Form 437,592$580.8K2023-11-24
2023-11-24P, purchase reported on Form 42$312023-11-24
2023-12-01P, purchase reported on Form 462,142$976.9K2023-12-05
2023-12-04P, purchase reported on Form 4113,563$1.8M2023-12-05
2023-12-11P, purchase reported on Form 4133,259$2.1M2023-12-13
2023-12-12P, purchase reported on Form 496,770$1.5M2023-12-13
2023-12-13P, purchase reported on Form 4321,840$5.2M2023-12-14
2023-12-14P, purchase reported on Form 4173,802$2.8M2023-12-14
2023-12-15P, purchase reported on Form 450,086$803.4K2023-12-19
2023-12-18P, purchase reported on Form 4139,570$2.3M2023-12-19
2023-12-19P, purchase reported on Form 4488,281$7.9M2023-12-21
2023-12-20P, purchase reported on Form 4167,468$2.7M2023-12-21
2023-12-28P, purchase reported on Form 4299,702$4.9M2024-01-02
2023-12-29P, purchase reported on Form 436,118$582.6K2024-01-02
2024-01-04P, purchase reported on Form 42,885$46.5K2024-01-08
2024-01-05P, purchase reported on Form 438,697$626.5K2024-01-08
2024-01-10P, purchase reported on Form 442,965$705.1K2024-01-12
2024-01-11P, purchase reported on Form 433,594$544.9K2024-01-12
2024-01-12P, purchase reported on Form 421,554$350.7K2024-01-16
2024-01-16P, purchase reported on Form 481,123$1.3M2024-01-16
2024-01-17P, purchase reported on Form 4106,270$1.7M2024-01-18
2024-01-18P, purchase reported on Form 454,851$888.0K2024-01-18
2024-01-19P, purchase reported on Form 411,171$181.8K2024-01-23
2024-01-22P, purchase reported on Form 427,762$455.9K2024-01-23
2024-01-29P, purchase reported on Form 4140,097$2.4M2024-01-31
2024-01-31P, purchase reported on Form 472,027$1.2M2024-02-01
2024-02-01P, purchase reported on Form 4636$10.4K2024-02-01
2024-02-06P, purchase reported on Form 482,389$1.4M2024-02-08
2024-02-07P, purchase reported on Form 498,842$1.7M2024-02-08
2024-02-27P, purchase reported on Form 4278,093$4.8M2024-02-29
2024-02-28P, purchase reported on Form 434,662$588.9K2024-02-29
2024-03-11P, purchase reported on Form 473,028$1.2M2024-03-12
2024-03-12P, purchase reported on Form 41,000$17.1K2024-03-12
2024-03-20P, purchase reported on Form 4107,194$1.8M2024-03-21
2024-03-25P, purchase reported on Form 440,881$698.7K2024-03-27
2024-03-26P, purchase reported on Form 498,314$1.7M2024-03-27
2024-03-27P, purchase reported on Form 4110,651$1.9M2024-04-01
2024-03-28P, purchase reported on Form 4203,385$3.5M2024-04-01
2025-02-26P, purchase reported on Form 440,215$664.8K2025-02-27
2025-09-04S, sale reported on Form 491,395$1.5M2025-09-08
2025-09-05S, sale reported on Form 467,373$1.1M2025-09-08
2025-09-08S, sale reported on Form 479,152$1.3M2025-09-09

BFZ

10% owner · 47 filings · 70 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-03-22P, purchase reported on Form 432,479$368.0K2023-03-23
2023-03-23P, purchase reported on Form 427,924$313.0K2023-03-23
2023-03-24P, purchase reported on Form 451,144$575.4K2023-03-27
2023-03-28P, purchase reported on Form 426,517$302.8K2023-03-29
2023-03-29P, purchase reported on Form 4185,610$2.1M2023-03-29
2023-04-14P, purchase reported on Form 425,908$304.7K2023-04-17
2023-04-17P, purchase reported on Form 45,400$63.2K2023-04-19
2023-04-18P, purchase reported on Form 425,694$298.8K2023-04-19
2023-05-04P, purchase reported on Form 4300,439$3.6M2023-05-05
2023-05-05P, purchase reported on Form 4116,015$1.4M2023-05-08
2023-05-08P, purchase reported on Form 419,758$237.7K2023-05-10
2023-05-09P, purchase reported on Form 4896$10.8K2023-05-10
2023-05-10P, purchase reported on Form 418,138$219.1K2023-05-11
2023-06-07P, purchase reported on Form 47,097$82.5K2023-06-08
2023-06-08P, purchase reported on Form 49,324$108.7K2023-06-08
2023-09-12P, purchase reported on Form 430,073$329.3K2023-09-13
2023-09-13P, purchase reported on Form 461,369$673.8K2023-09-14
2023-09-14P, purchase reported on Form 410,434$113.9K2023-09-18
2023-09-26P, purchase reported on Form 490,004$936.9K2023-09-28
2023-09-27P, purchase reported on Form 497,636$1.0M2023-09-28
2023-10-02P, purchase reported on Form 422,053$225.2K2023-10-03
2023-10-03P, purchase reported on Form 421,813$220.5K2023-10-03
2023-10-04P, purchase reported on Form 4500$5.1K2023-10-06
2023-10-05P, purchase reported on Form 44,363$44.3K2023-10-06
2023-10-06P, purchase reported on Form 4510$5.1K2023-10-10
2023-10-09P, purchase reported on Form 416,763$171.0K2023-10-10
2023-10-12P, purchase reported on Form 417,703$184.6K2023-10-16
2023-10-13P, purchase reported on Form 4515$5.4K2023-10-16
2023-10-16P, purchase reported on Form 438,677$401.1K2023-10-18
2023-10-17P, purchase reported on Form 418,495$191.2K2023-10-18
2023-11-07P, purchase reported on Form 42,857$29.9K2023-11-09
2023-11-08P, purchase reported on Form 411,821$124.8K2023-11-09
2023-11-22P, purchase reported on Form 42,000$21.9K2023-11-24
2023-12-06P, purchase reported on Form 4109,141$1.2M2023-12-07
2024-03-21P, purchase reported on Form 414,317$167.2K2024-03-25
2024-03-22P, purchase reported on Form 417,184$202.6K2024-03-25
2024-03-25P, purchase reported on Form 423,774$279.8K2024-03-27
2024-04-01P, purchase reported on Form 46,109$71.8K2024-04-03
2024-04-02P, purchase reported on Form 48,359$98.6K2024-04-03
2024-10-28S, sale reported on Form 46,313$75.1K2024-10-29
2024-11-08S, sale reported on Form 430,293$358.1K2024-11-12
2025-01-22S, sale reported on Form 439,580$448.0K2025-01-23
2025-01-27S, sale reported on Form 431,198$350.7K2025-01-29
2025-02-03S, sale reported on Form 47,951$89.8K2025-02-05
2025-02-04S, sale reported on Form 445,609$514.9K2025-02-05
2025-02-05S, sale reported on Form 458,256$660.6K2025-02-06
2025-02-06S, sale reported on Form 425,460$288.7K2025-02-10
2025-02-07S, sale reported on Form 41,400$15.8K2025-02-10
2025-06-26S, sale reported on Form 435,213$381.4K2025-06-30
2025-06-27S, sale reported on Form 431,062$335.5K2025-06-30
2025-06-30S, sale reported on Form 443,937$474.5K2025-07-02
2025-07-02S, sale reported on Form 433,982$368.7K2025-07-07
2025-07-07S, sale reported on Form 43,054$33.2K2025-07-08
2025-07-15S, sale reported on Form 47,132$77.0K2025-07-17
2025-07-16S, sale reported on Form 44,933$53.0K2025-07-17
2025-07-22S, sale reported on Form 444,878$470.3K2025-07-24
2025-07-23S, sale reported on Form 462,808$655.7K2025-07-24
2025-07-24S, sale reported on Form 443,268$451.7K2025-07-28
2025-07-25S, sale reported on Form 430,813$321.1K2025-07-28
2025-07-30S, sale reported on Form 432,984$342.7K2025-07-31
2025-08-04S, sale reported on Form 430,440$321.4K2025-08-05
2025-08-14S, sale reported on Form 445,262$478.4K2025-08-18
2025-08-15S, sale reported on Form 418,585$195.5K2025-08-18
2025-08-19S, sale reported on Form 451,242$531.9K2025-08-21
2025-08-20S, sale reported on Form 48,384$86.8K2025-08-21
2025-08-25S, sale reported on Form 418,180$188.3K2025-08-26
2025-08-27S, sale reported on Form 46,200$64.5K2025-09-02
2025-09-04S, sale reported on Form 418,965$198.4K2025-09-08
2025-09-05S, sale reported on Form 4348,451$3.7M2025-09-08
2025-09-08S, sale reported on Form 4136,042$1.5M2025-09-09

PIMCO Dynamic Income Strategy Fund (PDX)

10% owner · 46 filings · 69 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-05-19P, purchase reported on Form 426,088$388.2K2023-05-23
2023-05-22P, purchase reported on Form 410,622$157.5K2023-05-23
2023-06-07P, purchase reported on Form 430,811$472.0K2023-06-08
2023-06-08P, purchase reported on Form 414,685$224.2K2023-06-08
2023-06-13P, purchase reported on Form 416,155$247.8K2023-06-15
2023-06-14P, purchase reported on Form 432,384$495.8K2023-06-15
2023-06-15P, purchase reported on Form 424,423$378.3K2023-06-20
2023-06-16P, purchase reported on Form 428,628$446.9K2023-06-20
2023-06-21P, purchase reported on Form 413,567$209.5K2023-06-22
2023-06-27P, purchase reported on Form 419,240$294.9K2023-06-28
2023-06-30P, purchase reported on Form 419,766$310.9K2023-07-05
2023-07-03P, purchase reported on Form 4108,483$1.7M2023-07-05
2023-07-10P, purchase reported on Form 415,358$243.1K2023-07-11
2023-07-12P, purchase reported on Form 4500$8.0K2023-07-17
2023-07-14P, purchase reported on Form 4100,000$1.6M2023-07-17
2023-07-17P, purchase reported on Form 4950$15.2K2023-07-19
2023-07-18P, purchase reported on Form 498,768$1.6M2023-07-19
2023-07-25P, purchase reported on Form 421,433$351.9K2023-07-26
2023-07-26P, purchase reported on Form 422,595$372.6K2023-07-26
2023-07-31P, purchase reported on Form 43,013$50.4K2023-08-02
2023-08-02P, purchase reported on Form 45,091$84.3K2023-08-03
2023-08-04P, purchase reported on Form 412,803$212.5K2023-08-07
2023-08-07P, purchase reported on Form 41,041$17.3K2023-08-09
2023-08-08P, purchase reported on Form 475,380$1.3M2023-08-09
2023-08-09P, purchase reported on Form 4200$3.3K2023-08-11
2023-08-10P, purchase reported on Form 413,743$232.7K2023-08-11
2023-08-11P, purchase reported on Form 450,174$860.0K2023-08-15
2023-08-14P, purchase reported on Form 422,161$380.9K2023-08-15
2023-08-30P, purchase reported on Form 44,452$76.0K2023-08-31
2023-08-31P, purchase reported on Form 440,188$686.8K2023-08-31
2023-09-12P, purchase reported on Form 482,006$1.4M2023-09-13
2023-09-13P, purchase reported on Form 470,785$1.2M2023-09-14
2023-09-20P, purchase reported on Form 451,659$890.1K2023-09-22
2023-09-21P, purchase reported on Form 437,656$645.4K2023-09-22
2023-09-29P, purchase reported on Form 4130,725$2.6M2023-10-02
2023-10-05P, purchase reported on Form 422,698$415.8K2023-10-10
2023-10-24P, purchase reported on Form 4511$9.7K2023-10-25
2023-10-26P, purchase reported on Form 44,300$81.1K2023-10-30
2024-05-01S, sale reported on Form 45,121$108.6K2024-05-03
2024-05-02S, sale reported on Form 413,455$286.3K2024-05-03
2024-05-03S, sale reported on Form 47,141$152.6K2024-05-07
2024-05-07S, sale reported on Form 440,011$861.0K2024-05-07
2024-05-08S, sale reported on Form 419,090$409.7K2024-05-10
2024-05-14S, sale reported on Form 434,020$726.3K2024-05-16
2024-05-15S, sale reported on Form 454,642$1.2M2024-05-16
2024-07-02S, sale reported on Form 438,782$883.1K2024-07-03
2024-07-08S, sale reported on Form 469,542$1.6M2024-07-09
2024-07-09S, sale reported on Form 445,328$1.0M2024-07-11
2024-07-16S, sale reported on Form 44,142$96.5K2024-07-18
2024-07-17S, sale reported on Form 4592$13.8K2024-07-18
2024-07-29S, sale reported on Form 46,766$153.6K2024-07-30
2024-08-01S, sale reported on Form 45,652$129.5K2024-08-05
2024-08-02S, sale reported on Form 41,148$26.0K2024-08-05
2024-09-30S, sale reported on Form 446,501$1.1M2024-10-01
2024-11-19P, purchase reported on Form 474,805$1.9M2024-11-21
2024-11-20P, purchase reported on Form 474,823$2.0M2024-11-21
2024-11-21P, purchase reported on Form 437,181$975.3K2024-11-25
2024-11-22P, purchase reported on Form 444,092$1.2M2024-11-25
2024-12-20P, purchase reported on Form 42,000$50.3K2024-12-23
2025-01-13P, purchase reported on Form 4731,721$20.2M2025-01-14
2025-04-02S, sale reported on Form 413,837$345.6K2025-04-03
2025-08-12S, sale reported on Form 42,218$53.7K2025-08-14
2025-08-13S, sale reported on Form 45,901$144.2K2025-08-14
2025-08-27S, sale reported on Form 4400$9.8K2025-09-02
2025-08-29S, sale reported on Form 43,259$80.6K2025-09-02
2025-09-04S, sale reported on Form 43,476$86.6K2025-09-08
2025-09-05S, sale reported on Form 42,000$49.6K2025-09-08
2025-09-08S, sale reported on Form 48,160$201.7K2025-09-09
2025-09-10S, sale reported on Form 413,276$330.3K2025-09-11

BlackRock Capital Allocation Term Trust (BCAT)

10% owner · 45 filings · 77 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-10-23P, purchase reported on Form 467,224$928.4K2023-10-23
2023-11-20P, purchase reported on Form 428,207$416.6K2023-11-21
2023-11-21P, purchase reported on Form 453,905$794.6K2023-11-21
2023-11-22P, purchase reported on Form 4388,172$5.7M2023-11-24
2023-11-24P, purchase reported on Form 491,143$1.3M2023-11-24
2023-11-29P, purchase reported on Form 49,946$146.8K2023-11-30
2023-11-30P, purchase reported on Form 46,200$91.6K2023-11-30
2023-12-07P, purchase reported on Form 462,042$923.8K2023-12-11
2023-12-08P, purchase reported on Form 4192,179$2.9M2023-12-11
2023-12-11P, purchase reported on Form 4145,695$2.2M2023-12-13
2023-12-12P, purchase reported on Form 4123,989$1.9M2023-12-13
2024-01-17P, purchase reported on Form 424,723$368.6K2024-01-18
2024-01-18P, purchase reported on Form 434,916$522.7K2024-01-18
2024-01-23P, purchase reported on Form 480,295$1.2M2024-01-24
2024-01-24P, purchase reported on Form 454,680$838.2K2024-01-24
2024-01-25P, purchase reported on Form 432,067$493.5K2024-01-26
2024-01-26P, purchase reported on Form 414,936$230.0K2024-01-26
2024-01-29P, purchase reported on Form 444,823$690.7K2024-01-31
2024-01-30P, purchase reported on Form 442,816$661.9K2024-01-31
2024-02-05P, purchase reported on Form 48,476$130.5K2024-02-05
2024-02-13P, purchase reported on Form 417,896$278.5K2024-02-15
2024-02-14P, purchase reported on Form 4124,348$1.9M2024-02-15
2024-02-15P, purchase reported on Form 421,342$331.9K2024-02-15
2024-02-23P, purchase reported on Form 440,366$629.3K2024-02-27
2024-02-26P, purchase reported on Form 472,909$1.1M2024-02-27
2024-09-17S, sale reported on Form 415,894$260.8K2024-09-19
2024-09-24S, sale reported on Form 417,008$279.8K2024-09-26
2024-09-25S, sale reported on Form 48,800$144.7K2024-09-26
2024-09-30S, sale reported on Form 444,884$739.7K2024-10-01
2024-10-07S, sale reported on Form 466,481$1.1M2024-10-08
2024-10-08S, sale reported on Form 477,174$1.3M2024-10-10
2024-10-09S, sale reported on Form 472,094$1.2M2024-10-10
2024-10-15S, sale reported on Form 471,354$1.2M2024-10-17
2024-10-16S, sale reported on Form 440,158$653.4K2024-10-17
2024-10-17S, sale reported on Form 412,970$211.2K2024-10-21
2024-10-18S, sale reported on Form 438,785$633.0K2024-10-21
2024-10-22S, sale reported on Form 419,442$315.0K2024-10-24
2024-10-23S, sale reported on Form 423,895$385.7K2024-10-24
2024-10-31S, sale reported on Form 418,535$296.4K2024-11-04
2024-11-01S, sale reported on Form 4167,507$2.7M2024-11-04
2024-11-08S, sale reported on Form 447,389$775.3K2024-11-12
2024-11-11S, sale reported on Form 437,728$619.9K2024-11-12
2024-12-02S, sale reported on Form 4154,418$2.5M2024-12-03
2024-12-05S, sale reported on Form 45,120$83.5K2024-12-09
2024-12-12S, sale reported on Form 459,608$975.8K2024-12-16
2024-12-13S, sale reported on Form 4153,886$2.5M2024-12-16
2024-12-16S, sale reported on Form 420,672$330.3K2024-12-17
2024-12-26S, sale reported on Form 489,777$1.4M2024-12-27
2025-01-29S, sale reported on Form 4945$14.7K2025-01-30
2025-02-06S, sale reported on Form 423,059$361.6K2025-02-10
2025-02-07S, sale reported on Form 457,230$893.9K2025-02-10
2025-02-10S, sale reported on Form 445,905$719.3K2025-02-12
2025-02-11S, sale reported on Form 4104,403$1.6M2025-02-12
2025-02-18S, sale reported on Form 447,152$734.2K2025-02-20
2025-02-19S, sale reported on Form 428,628$444.6K2025-02-20
2025-02-20S, sale reported on Form 445,347$700.2K2025-02-24
2025-02-21S, sale reported on Form 429,278$451.5K2025-02-24
2025-02-27S, sale reported on Form 447,186$723.4K2025-03-03
2025-02-28S, sale reported on Form 467,655$1.0M2025-03-03
2025-03-03S, sale reported on Form 4161,654$2.5M2025-03-04
2025-03-04S, sale reported on Form 451,096$784.8K2025-03-06
2025-03-05S, sale reported on Form 497,976$1.5M2025-03-06
2025-03-11S, sale reported on Form 439,408$592.3K2025-03-13
2025-03-12S, sale reported on Form 428,860$436.7K2025-03-13
2025-03-13S, sale reported on Form 484,916$1.3M2025-03-17
2025-03-14S, sale reported on Form 465,878$980.3K2025-03-17
2025-03-17S, sale reported on Form 47,396$109.6K2025-03-18
2025-04-30S, sale reported on Form 4311,729$4.5M2025-05-02
2025-05-01S, sale reported on Form 465,611$969.7K2025-05-05
2025-05-02S, sale reported on Form 433,620$498.2K2025-05-05
2025-05-05S, sale reported on Form 485,570$1.3M2025-05-06
2025-05-08S, sale reported on Form 472,669$1.1M2025-05-12
2025-05-09S, sale reported on Form 461,849$917.2K2025-05-12
2025-05-13S, sale reported on Form 4175,794$2.7M2025-05-15
2025-05-14S, sale reported on Form 4111,025$1.7M2025-05-15
2025-05-15S, sale reported on Form 455,335$825.0K2025-05-19
2025-05-16S, sale reported on Form 4129,204$1.9M2025-05-19

NXJ

10% owner · 45 filings · 70 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-11-03P, purchase reported on Form 4166,760$1.8M2023-11-07
2023-11-06P, purchase reported on Form 455,581$587.5K2023-11-07
2023-11-07P, purchase reported on Form 42,638$28.1K2023-11-09
2023-11-08P, purchase reported on Form 4506$5.5K2023-11-09
2023-11-17P, purchase reported on Form 4259,473$2.9M2023-11-17
2023-11-27P, purchase reported on Form 411,779$133.3K2023-11-28
2023-11-28P, purchase reported on Form 4111,540$1.3M2023-11-28
2023-11-29P, purchase reported on Form 440,888$469.4K2023-12-01
2023-11-30P, purchase reported on Form 446,424$534.3K2023-12-01
2023-12-06P, purchase reported on Form 4105,773$1.2M2023-12-07
2023-12-07P, purchase reported on Form 42,548$29.5K2023-12-11
2023-12-08P, purchase reported on Form 434,093$394.5K2023-12-11
2024-01-02P, purchase reported on Form 42,597$30.6K2024-01-03
2024-01-03P, purchase reported on Form 49,280$109.6K2024-01-03
2024-01-04P, purchase reported on Form 417,495$207.3K2024-01-08
2024-01-05P, purchase reported on Form 418,390$218.5K2024-01-08
2024-01-08P, purchase reported on Form 41,500$17.9K2024-01-10
2024-01-09P, purchase reported on Form 411,141$133.6K2024-01-10
2024-01-10P, purchase reported on Form 444,247$531.4K2024-01-12
2024-01-11P, purchase reported on Form 418,648$223.6K2024-01-12
2024-01-16P, purchase reported on Form 4100$1.2K2024-01-16
2024-03-05P, purchase reported on Form 421,556$260.4K2024-03-06
2024-03-06P, purchase reported on Form 417,011$205.7K2024-03-06
2024-03-07P, purchase reported on Form 47,098$86.3K2024-03-11
2024-03-08P, purchase reported on Form 42,442$29.7K2024-03-11
2024-03-11P, purchase reported on Form 47,244$88.4K2024-03-12
2024-03-12P, purchase reported on Form 4427$5.2K2024-03-12
2024-03-19P, purchase reported on Form 49,550$116.7K2024-03-20
2024-04-01P, purchase reported on Form 454,332$653.6K2024-04-03
2024-04-02P, purchase reported on Form 427,925$334.8K2024-04-03
2024-04-29P, purchase reported on Form 45,494$64.1K2024-05-01
2024-06-03P, purchase reported on Form 47,027$81.8K2024-06-03
2024-10-28S, sale reported on Form 45,400$67.7K2024-10-29
2024-11-01S, sale reported on Form 415,665$194.6K2024-11-04
2024-11-12S, sale reported on Form 432,429$402.8K2024-11-14
2024-11-19S, sale reported on Form 427,324$335.0K2024-11-21
2024-11-21S, sale reported on Form 446,663$571.2K2024-11-25
2024-11-22S, sale reported on Form 412,200$149.1K2024-11-25
2024-11-25S, sale reported on Form 419,316$238.2K2024-11-26
2024-12-02S, sale reported on Form 438,411$485.5K2024-12-03
2024-12-03S, sale reported on Form 418,666$237.1K2024-12-05
2024-12-04S, sale reported on Form 464,749$821.7K2024-12-05
2024-12-12S, sale reported on Form 411,218$141.2K2024-12-16
2024-12-13S, sale reported on Form 423,956$295.1K2024-12-16
2025-01-06S, sale reported on Form 444,915$542.6K2025-01-07
2025-01-07S, sale reported on Form 434,789$420.6K2025-01-10
2025-01-10S, sale reported on Form 430,844$370.7K2025-01-14
2025-01-13S, sale reported on Form 416,889$202.8K2025-01-14
2025-01-14S, sale reported on Form 414,347$171.7K2025-01-16
2025-01-15S, sale reported on Form 416,318$195.3K2025-01-16
2025-01-21S, sale reported on Form 48,300$101.3K2025-01-23
2025-01-22S, sale reported on Form 441,575$506.0K2025-01-23
2025-02-06S, sale reported on Form 428,936$353.9K2025-02-10
2025-02-07S, sale reported on Form 437,630$459.5K2025-02-10
2025-02-10S, sale reported on Form 436,434$446.0K2025-02-12
2025-02-11S, sale reported on Form 4119,659$1.5M2025-02-12
2025-02-12S, sale reported on Form 49,088$110.1K2025-02-13
2025-02-13S, sale reported on Form 431,793$385.0K2025-02-18
2025-02-14S, sale reported on Form 42,800$33.9K2025-02-18
2025-02-20S, sale reported on Form 432,789$398.1K2025-02-24
2025-02-21S, sale reported on Form 47,259$88.5K2025-02-24
2025-02-25S, sale reported on Form 41,634$20.0K2025-02-26
2025-02-26S, sale reported on Form 47,603$93.2K2025-02-27
2025-03-03S, sale reported on Form 431,258$384.8K2025-03-04
2025-03-04S, sale reported on Form 427,621$340.3K2025-03-06
2025-03-05S, sale reported on Form 423,849$292.2K2025-03-06
2025-03-10S, sale reported on Form 428,303$340.8K2025-03-11
2025-03-11S, sale reported on Form 425,366$304.4K2025-03-13
2025-03-12S, sale reported on Form 420,704$247.6K2025-03-13
2025-03-13S, sale reported on Form 423,722$283.2K2025-03-14

Blackrock Muniyield Pennsylvania Quality Fund (MPA)

10% owner · 43 filings · 58 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-06-22P, purchase reported on Form 48,944$104.0K2023-06-26
2023-07-17P, purchase reported on Form 428,933$335.6K2023-07-19
2023-07-26P, purchase reported on Form 42,926$34.1K2023-07-26
2023-08-24P, purchase reported on Form 48,177$89.9K2023-08-24
2023-09-01P, purchase reported on Form 44,187$45.9K2023-09-06
2023-09-14P, purchase reported on Form 41,561$17.0K2023-09-18
2023-09-15P, purchase reported on Form 42,582$28.2K2023-09-18
2023-09-26P, purchase reported on Form 439,879$421.5K2023-09-28
2023-10-16P, purchase reported on Form 414,187$148.1K2023-10-18
2023-10-17P, purchase reported on Form 44,486$46.8K2023-10-18
2023-10-30P, purchase reported on Form 434,795$345.9K2023-10-31
2023-11-03P, purchase reported on Form 41,000$10.5K2023-11-07
2023-11-07P, purchase reported on Form 411,678$122.3K2023-11-09
2023-11-08P, purchase reported on Form 44,524$47.8K2023-11-09
2023-11-09P, purchase reported on Form 413,680$144.6K2023-11-13
2023-11-10P, purchase reported on Form 421,098$224.3K2023-11-13
2023-11-30P, purchase reported on Form 4257$2.9K2023-12-01
2023-12-07P, purchase reported on Form 424,025$272.7K2023-12-11
2023-12-08P, purchase reported on Form 44,280$48.6K2023-12-11
2023-12-13P, purchase reported on Form 49,259$105.2K2023-12-15
2023-12-14P, purchase reported on Form 413,778$159.0K2023-12-15
2023-12-27P, purchase reported on Form 42,245$26.0K2023-12-27
2023-12-28P, purchase reported on Form 42,064$23.9K2024-01-02
2024-01-10P, purchase reported on Form 420,581$240.2K2024-01-12
2024-02-08P, purchase reported on Form 4845$10.1K2024-02-12
2024-02-26P, purchase reported on Form 45,033$59.9K2024-02-27
2024-02-27P, purchase reported on Form 453$6312024-02-29
2024-03-08P, purchase reported on Form 411,249$134.9K2024-03-11
2024-03-11P, purchase reported on Form 46,963$84.2K2024-03-12
2024-03-12P, purchase reported on Form 45,974$72.3K2024-03-12
2024-03-22P, purchase reported on Form 44,217$51.1K2024-03-25
2024-04-02P, purchase reported on Form 46,940$83.5K2024-04-03
2024-04-04P, purchase reported on Form 43,703$44.4K2024-04-05
2024-04-10P, purchase reported on Form 41,853$22.0K2024-04-12
2024-04-11P, purchase reported on Form 417,243$206.6K2024-04-12
2024-04-12P, purchase reported on Form 41,610$19.3K2024-04-15
2024-04-15P, purchase reported on Form 429,645$354.6K2024-04-15
2024-04-16P, purchase reported on Form 432,876$395.5K2024-04-18
2024-04-17P, purchase reported on Form 45,333$64.7K2024-04-18
2025-01-23S, sale reported on Form 46,610$79.0K2025-01-27
2025-01-24S, sale reported on Form 44,500$53.3K2025-01-27
2025-01-27S, sale reported on Form 43,268$38.7K2025-01-29
2025-01-28S, sale reported on Form 49,850$116.9K2025-01-29
2025-01-29S, sale reported on Form 43,713$43.9K2025-01-30
2025-02-05S, sale reported on Form 424,139$286.3K2025-02-06
2025-02-12S, sale reported on Form 421,807$250.8K2025-02-13
2025-02-19S, sale reported on Form 412,050$139.5K2025-02-20
2025-02-26S, sale reported on Form 44,540$53.1K2025-02-27
2025-03-03S, sale reported on Form 43,000$35.2K2025-03-04
2025-03-24S, sale reported on Form 45,337$60.6K2025-03-25
2025-03-25S, sale reported on Form 4600$6.8K2025-03-27
2025-05-06S, sale reported on Form 411,521$127.2K2025-05-08
2025-05-07S, sale reported on Form 427,773$306.6K2025-05-08
2025-05-19S, sale reported on Form 414,145$153.8K2025-05-20
2025-05-27S, sale reported on Form 418,362$199.0K2025-05-29
2025-05-28S, sale reported on Form 41,059$11.5K2025-05-29
2025-05-30S, sale reported on Form 412,800$138.5K2025-06-03
2025-06-02S, sale reported on Form 43,379$36.6K2025-06-03

ClearBridge Energy Midstream Opportunity Fund Inc. (EMO)

10% owner · 39 filings · 60 purchases and sales
Trade dateCodeSharesValue as filedFiled
2021-12-02P, purchase reported on Form 49,852$296.5K2022-12-05
2022-10-17P, purchase reported on Form 46,921$187.2K2022-10-19
2022-10-20P, purchase reported on Form 435,282$991.1K2022-10-21
2022-10-25P, purchase reported on Form 49,698$274.4K2022-10-27
2022-10-26P, purchase reported on Form 434,557$998.7K2022-10-27
2022-10-27P, purchase reported on Form 450,309$1.5M2022-10-31
2022-10-28P, purchase reported on Form 43,239$96.0K2022-10-31
2022-11-11P, purchase reported on Form 46,896$211.0K2022-11-14
2022-11-25P, purchase reported on Form 41,523$45.8K2022-11-28
2022-12-01P, purchase reported on Form 480$2.4K2022-12-05
2022-12-07P, purchase reported on Form 42,947$84.8K2022-12-09
2022-12-08P, purchase reported on Form 412,863$369.4K2022-12-09
2023-01-06P, purchase reported on Form 420,649$591.0K2023-01-10
2023-01-09P, purchase reported on Form 435,109$1.0M2023-01-10
2023-01-10P, purchase reported on Form 410,630$307.8K2023-01-17
2023-01-12P, purchase reported on Form 4965$28.8K2023-01-17
2023-01-17P, purchase reported on Form 415,372$459.0K2023-01-19
2023-01-25P, purchase reported on Form 457,426$1.8M2023-01-26
2023-01-30P, purchase reported on Form 421,187$658.7K2023-02-01
2023-02-01P, purchase reported on Form 45,005$154.0K2023-02-02
2023-05-17P, purchase reported on Form 425,203$706.2K2023-05-19
2023-05-18P, purchase reported on Form 431,955$908.8K2023-05-19
2023-05-19P, purchase reported on Form 435,807$1.0M2023-05-23
2023-05-23P, purchase reported on Form 42,671$75.7K2023-05-25
2023-05-24P, purchase reported on Form 417,536$493.3K2023-05-25
2023-05-25P, purchase reported on Form 44,514$125.2K2023-05-30
2023-05-26P, purchase reported on Form 48,173$227.1K2023-05-30
2023-05-30P, purchase reported on Form 41,756$48.4K2023-06-01
2023-06-05P, purchase reported on Form 43,784$107.8K2023-06-07
2023-06-06P, purchase reported on Form 45,013$142.4K2023-06-07
2023-06-14P, purchase reported on Form 418,932$544.3K2023-06-15
2023-06-23P, purchase reported on Form 48,655$244.9K2023-06-26
2023-07-10P, purchase reported on Form 47,476$224.3K2023-07-11
2023-07-11P, purchase reported on Form 45,482$166.0K2023-07-11
2023-07-12P, purchase reported on Form 42,361$72.2K2023-07-17
2023-07-14P, purchase reported on Form 420,000$617.6K2023-07-17
2023-07-21P, purchase reported on Form 41,144$35.9K2023-07-25
2023-07-24P, purchase reported on Form 49,161$292.2K2023-07-25
2023-08-03P, purchase reported on Form 42,192$68.8K2023-08-07
2023-08-17P, purchase reported on Form 47,417$232.1K2023-08-21
2023-08-18P, purchase reported on Form 49,368$295.3K2023-08-21
2023-08-21P, purchase reported on Form 410,573$334.0K2023-08-22
2023-08-25P, purchase reported on Form 420,167$625.4K2023-08-29
2023-08-28P, purchase reported on Form 410,448$325.6K2023-08-29
2023-08-29P, purchase reported on Form 41,847$57.7K2023-08-29
2023-09-06P, purchase reported on Form 424,679$777.9K2023-09-11
2023-09-07P, purchase reported on Form 413,267$416.6K2023-09-11
2023-09-22P, purchase reported on Form 416,577$539.7K2023-09-25
2023-09-25P, purchase reported on Form 411,812$387.1K2023-09-25
2023-10-02P, purchase reported on Form 435,066$1.1M2023-10-03
2023-10-26P, purchase reported on Form 42,648$83.5K2023-10-30
2023-10-27P, purchase reported on Form 47,732$240.7K2023-10-30
2023-10-30P, purchase reported on Form 422,982$711.1K2023-10-31
2023-10-31P, purchase reported on Form 477,446$2.4M2023-10-31
2023-11-03P, purchase reported on Form 47,905$261.3K2023-11-06
2023-11-08P, purchase reported on Form 49,993$315.0K2023-11-09
2023-11-09P, purchase reported on Form 434,012$1.1M2023-11-13
2023-11-10P, purchase reported on Form 44,413$142.1K2023-11-13
2023-12-05P, purchase reported on Form 415,756$539.5K2023-12-07
2023-12-06P, purchase reported on Form 425,253$851.0K2023-12-07

MAV

10% owner · 39 filings · 55 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-11-07P, purchase reported on Form 41,994$13.7K2023-11-09
2023-11-08P, purchase reported on Form 414,993$104.2K2023-11-13
2023-11-08S, sale reported on Form 414,993$104.2K2023-11-13
2023-11-28P, purchase reported on Form 413,374$98.8K2023-11-28
2023-12-11P, purchase reported on Form 413,536$104.4K2023-12-13
2024-01-08P, purchase reported on Form 4409$3.3K2024-01-10
2024-01-10P, purchase reported on Form 441,363$333.8K2024-01-12
2024-01-11P, purchase reported on Form 4285$2.3K2024-01-12
2024-01-12P, purchase reported on Form 4613$5.0K2024-01-16
2024-01-16P, purchase reported on Form 4736$6.0K2024-01-16
2024-01-17P, purchase reported on Form 46,464$51.6K2024-01-18
2024-01-30P, purchase reported on Form 417,454$137.0K2024-01-31
2024-02-02P, purchase reported on Form 415,799$126.2K2024-02-05
2024-02-05P, purchase reported on Form 444,725$358.2K2024-02-05
2024-05-01P, purchase reported on Form 424,037$188.0K2024-05-02
2024-05-02P, purchase reported on Form 435,879$282.4K2024-05-02
2024-05-03P, purchase reported on Form 413,162$104.8K2024-05-07
2024-05-15P, purchase reported on Form 449,514$400.1K2024-05-17
2024-05-21P, purchase reported on Form 420,874$169.5K2024-05-23
2024-05-23P, purchase reported on Form 42,117$17.0K2024-05-23
2024-08-02P, purchase reported on Form 42,100$18.1K2024-08-05
2024-08-05P, purchase reported on Form 42,541$21.6K2024-08-06
2024-08-12P, purchase reported on Form 457,917$501.6K2024-08-13
2024-08-19P, purchase reported on Form 4616$5.4K2024-08-20
2024-08-22P, purchase reported on Form 41,300$11.2K2024-08-23
2024-08-28P, purchase reported on Form 414,860$128.8K2024-08-29
2024-11-04P, purchase reported on Form 44,867$42.1K2024-11-05
2024-11-11P, purchase reported on Form 45,203$45.0K2024-11-12
2024-11-12P, purchase reported on Form 46,843$59.2K2024-11-14
2024-11-14P, purchase reported on Form 442,640$369.7K2024-11-18
2024-11-15P, purchase reported on Form 419,354$166.6K2024-11-18
2024-11-21P, purchase reported on Form 413,379$115.6K2024-11-25
2024-11-22P, purchase reported on Form 417,302$149.5K2024-11-25
2024-11-25P, purchase reported on Form 47,313$63.6K2024-11-26
2024-12-17P, purchase reported on Form 457,398$497.1K2024-12-19
2024-12-18P, purchase reported on Form 434,240$294.5K2024-12-19
2024-12-19P, purchase reported on Form 423,781$202.9K2024-12-23
2024-12-20P, purchase reported on Form 467,351$572.5K2024-12-23
2024-12-27P, purchase reported on Form 414,441$122.5K2024-12-31
2024-12-30P, purchase reported on Form 425,325$214.5K2024-12-31
2025-01-02P, purchase reported on Form 413,629$115.7K2025-01-06
2025-01-03P, purchase reported on Form 423,943$204.2K2025-01-06
2025-01-06P, purchase reported on Form 423,008$196.0K2025-01-07
2025-01-10P, purchase reported on Form 430,615$259.6K2025-01-14
2025-01-13P, purchase reported on Form 414,302$121.0K2025-01-14
2025-01-23P, purchase reported on Form 46,149$52.3K2025-01-27
2025-01-24P, purchase reported on Form 440$3412025-01-27
2025-01-31P, purchase reported on Form 46,401$54.7K2025-02-03
2025-02-03P, purchase reported on Form 41,215$10.4K2025-02-05
2025-04-22P, purchase reported on Form 427,787$220.1K2025-04-24
2025-04-23P, purchase reported on Form 44,873$38.8K2025-04-24
2025-04-24P, purchase reported on Form 418,476$147.6K2025-04-28
2025-04-29P, purchase reported on Form 49,194$74.3K2025-05-01
2025-04-30P, purchase reported on Form 41,860$15.1K2025-05-01
2025-05-05P, purchase reported on Form 414,918$121.4K2025-05-06

EVM

10% owner · 38 filings · 53 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-08-17P, purchase reported on Form 41,980$17.5K2023-08-21
2023-10-03P, purchase reported on Form 419,184$154.6K2023-10-03
2023-11-01P, purchase reported on Form 4800$6.2K2023-11-03
2023-11-02P, purchase reported on Form 43,721$29.3K2023-11-03
2023-11-03P, purchase reported on Form 420,017$160.7K2023-11-07
2023-11-06P, purchase reported on Form 4106,335$853.9K2023-11-07
2023-11-07P, purchase reported on Form 472,642$588.4K2023-11-09
2023-11-08P, purchase reported on Form 4700$5.7K2023-11-09
2023-11-09P, purchase reported on Form 41,500$12.4K2023-11-13
2023-11-10P, purchase reported on Form 459,578$494.5K2023-11-13
2023-11-20P, purchase reported on Form 498,263$854.9K2023-11-21
2023-11-21P, purchase reported on Form 423,642$204.5K2023-11-21
2023-12-06P, purchase reported on Form 418,857$168.2K2023-12-07
2023-12-13P, purchase reported on Form 415,746$140.8K2023-12-14
2024-11-05P, purchase reported on Form 45,285$49.0K2024-11-07
2024-11-06P, purchase reported on Form 43,738$34.3K2024-11-07
2024-11-07P, purchase reported on Form 446,252$427.8K2024-11-12
2024-11-11P, purchase reported on Form 429,233$272.5K2024-11-12
2024-11-12P, purchase reported on Form 454,121$504.4K2024-11-14
2024-11-13P, purchase reported on Form 411,337$106.0K2024-11-14
2024-11-14P, purchase reported on Form 415,847$148.2K2024-11-18
2024-11-19P, purchase reported on Form 433,387$313.2K2024-11-21
2024-11-20P, purchase reported on Form 421,179$197.8K2024-11-21
2024-11-25P, purchase reported on Form 416,404$154.0K2024-11-26
2024-11-29P, purchase reported on Form 48,127$77.0K2024-12-02
2024-12-03P, purchase reported on Form 45,242$49.9K2024-12-05
2024-12-04P, purchase reported on Form 476,706$729.5K2024-12-05
2024-12-12P, purchase reported on Form 472$6832024-12-16
2025-01-02P, purchase reported on Form 43,915$36.3K2025-01-06
2025-01-03P, purchase reported on Form 43,600$33.4K2025-01-06
2025-02-25P, purchase reported on Form 4102,119$958.9K2025-02-26
2025-02-25P, purchase reported on Form 4102,119$958.9K2025-02-26
2025-03-12P, purchase reported on Form 475,438$705.3K2025-03-13
2025-04-04P, purchase reported on Form 4212$2.0K2025-04-07
2025-04-11P, purchase reported on Form 459,775$514.1K2025-04-14
2025-04-21P, purchase reported on Form 426,590$231.3K2025-04-22
2025-04-22P, purchase reported on Form 4400$3.5K2025-04-24
2025-04-29P, purchase reported on Form 415,764$140.1K2025-05-01
2025-04-30P, purchase reported on Form 4100$8912025-05-01
2025-05-02P, purchase reported on Form 47,434$66.5K2025-05-05
2025-05-05P, purchase reported on Form 4400$3.6K2025-05-06
2025-05-13P, purchase reported on Form 416,191$145.6K2025-05-15
2025-05-14P, purchase reported on Form 47,012$63.0K2025-05-15
2025-05-16P, purchase reported on Form 412,450$111.8K2025-05-19
2025-05-19P, purchase reported on Form 44,836$43.3K2025-05-20
2025-05-22P, purchase reported on Form 432,549$288.4K2025-05-27
2025-06-05P, purchase reported on Form 41,200$10.6K2025-06-09
2025-06-12P, purchase reported on Form 411,886$104.4K2025-06-16
2025-06-13P, purchase reported on Form 41,076$9.4K2025-06-16
2025-06-16P, purchase reported on Form 435,910$316.7K2025-06-18
2025-06-17P, purchase reported on Form 414,285$126.0K2025-06-18
2025-06-23P, purchase reported on Form 412,660$111.3K2025-06-24
2025-06-24P, purchase reported on Form 430,805$272.0K2025-06-26

ENX

10% owner · 35 filings · 46 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-01-11P, purchase reported on Form 45,000$47.4K2023-01-17
2023-01-24P, purchase reported on Form 4800$7.8K2023-01-26
2023-03-02P, purchase reported on Form 49,077$83.0K2023-03-06
2023-03-06P, purchase reported on Form 45,000$45.8K2023-03-08
2023-03-15P, purchase reported on Form 414,663$137.0K2023-03-16
2023-03-28P, purchase reported on Form 46,869$65.0K2023-03-29
2023-03-29P, purchase reported on Form 45,443$51.7K2023-03-29
2023-07-24P, purchase reported on Form 48,401$80.3K2023-07-25
2023-11-01P, purchase reported on Form 42,143$17.0K2023-11-03
2023-11-07P, purchase reported on Form 4300$2.5K2023-11-09
2023-11-10P, purchase reported on Form 4577$5.0K2023-11-13
2023-11-20P, purchase reported on Form 49,015$80.2K2023-11-21
2023-11-28P, purchase reported on Form 415,021$135.2K2023-11-28
2023-11-30P, purchase reported on Form 420,643$190.5K2023-12-01
2024-01-05P, purchase reported on Form 419,040$183.7K2024-01-08
2024-11-12P, purchase reported on Form 44,176$40.0K2024-11-14
2024-11-13P, purchase reported on Form 418,683$180.7K2024-11-14
2024-11-19P, purchase reported on Form 42,926$28.5K2024-11-21
2024-11-20P, purchase reported on Form 44,369$42.6K2024-11-21
2024-12-02P, purchase reported on Form 45,827$57.5K2024-12-03
2024-12-09P, purchase reported on Form 46,775$67.3K2024-12-10
2024-12-17P, purchase reported on Form 431,717$307.7K2024-12-19
2024-12-18P, purchase reported on Form 44,800$46.5K2024-12-19
2024-12-23P, purchase reported on Form 420,694$194.9K2024-12-27
2024-12-24P, purchase reported on Form 43,103$29.2K2024-12-27
2024-12-26P, purchase reported on Form 429,806$281.7K2024-12-27
2025-01-07P, purchase reported on Form 423,845$227.7K2025-01-10
2025-01-08P, purchase reported on Form 48,787$83.9K2025-01-10
2025-01-10P, purchase reported on Form 47,708$72.7K2025-01-14
2025-01-30P, purchase reported on Form 44,084$39.2K2025-02-03
2025-01-31P, purchase reported on Form 48,400$80.9K2025-02-03
2025-02-12P, purchase reported on Form 4200$1.9K2025-02-13
2025-02-27P, purchase reported on Form 412,622$123.3K2025-03-03
2025-02-28P, purchase reported on Form 419,613$192.2K2025-03-03
2025-03-03P, purchase reported on Form 41,162$11.4K2025-03-04
2025-03-06P, purchase reported on Form 417,243$169.3K2025-03-10
2025-03-07P, purchase reported on Form 49,500$93.0K2025-03-10
2025-03-14P, purchase reported on Form 48,001$76.3K2025-03-17
2025-03-17P, purchase reported on Form 416,434$156.9K2025-03-18
2025-04-07P, purchase reported on Form 449,068$468.6K2025-04-08
2025-04-14P, purchase reported on Form 423,538$213.0K2025-04-15
2025-04-15P, purchase reported on Form 418,717$170.7K2025-04-17
2025-04-16P, purchase reported on Form 426,387$241.2K2025-04-17
2025-04-17P, purchase reported on Form 410,509$96.6K2025-04-21
2025-04-21P, purchase reported on Form 420,728$189.5K2025-04-22
2025-06-09P, purchase reported on Form 415,421$141.3K2025-06-10

MHI

10% owner · 28 filings · 40 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-10-03P, purchase reported on Form 46,763$48.5K2023-10-03
2023-11-01P, purchase reported on Form 43,300$23.2K2023-11-03
2023-11-07P, purchase reported on Form 42,300$16.9K2023-11-09
2023-11-08P, purchase reported on Form 42,803$21.1K2023-11-09
2023-11-15P, purchase reported on Form 4100$7832023-11-17
2023-11-20P, purchase reported on Form 453,211$424.6K2023-11-21
2023-12-06P, purchase reported on Form 425,016$206.6K2023-12-07
2023-12-11P, purchase reported on Form 414,474$119.1K2023-12-13
2023-12-12P, purchase reported on Form 4150,000$1.2M2023-12-13
2024-01-02P, purchase reported on Form 47,630$65.8K2024-01-03
2024-01-03P, purchase reported on Form 422,834$198.4K2024-01-03
2024-03-01P, purchase reported on Form 45,666$49.6K2024-03-04
2024-03-11P, purchase reported on Form 430,534$272.7K2024-03-12
2024-05-15P, purchase reported on Form 411,105$98.9K2024-05-17
2024-08-07P, purchase reported on Form 453,126$499.9K2024-08-08
2024-08-28P, purchase reported on Form 42,500$23.5K2024-08-29
2024-11-04P, purchase reported on Form 45,855$54.9K2024-11-05
2024-11-14P, purchase reported on Form 419,880$188.1K2024-11-18
2024-11-15P, purchase reported on Form 414,063$131.6K2024-11-18
2024-11-19P, purchase reported on Form 420,076$189.1K2024-11-21
2024-11-20P, purchase reported on Form 419,362$182.2K2024-11-21
2024-11-21P, purchase reported on Form 430,062$282.9K2024-11-25
2024-11-22P, purchase reported on Form 434,221$322.0K2024-11-25
2024-11-26P, purchase reported on Form 416,249$153.7K2024-11-29
2024-11-27P, purchase reported on Form 44,300$40.8K2024-11-29
2024-12-04P, purchase reported on Form 47,974$76.6K2024-12-05
2024-12-05P, purchase reported on Form 42,244$21.5K2024-12-09
2024-12-06P, purchase reported on Form 41,400$13.5K2024-12-09
2024-12-17P, purchase reported on Form 425,503$241.8K2024-12-19
2024-12-18P, purchase reported on Form 411,715$110.4K2024-12-19
2024-12-19P, purchase reported on Form 428,734$269.5K2024-12-23
2024-12-20P, purchase reported on Form 47,300$68.3K2024-12-23
2024-12-23P, purchase reported on Form 42,299$21.4K2024-12-27
2024-12-24P, purchase reported on Form 447,427$439.6K2024-12-27
2024-12-26P, purchase reported on Form 439,422$365.8K2024-12-27
2024-12-27P, purchase reported on Form 429,049$270.4K2024-12-31
2024-12-30P, purchase reported on Form 421,287$197.8K2024-12-31
2025-04-11P, purchase reported on Form 443,562$377.7K2025-04-14
2025-04-21P, purchase reported on Form 413,343$116.1K2025-04-22
2025-04-22P, purchase reported on Form 49,305$81.7K2025-04-24

Nuveen Multi-Asset Income Fund (NMAI)

10% owner · 27 filings · 46 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-08-22P, purchase reported on Form 470,533$825.2K2023-08-22
2023-08-24P, purchase reported on Form 412,448$144.8K2023-08-24
2023-08-25P, purchase reported on Form 4227,030$2.6M2023-08-29
2023-08-28P, purchase reported on Form 4595$7.0K2023-08-29
2023-08-31P, purchase reported on Form 412,988$153.6K2023-08-31
2023-09-06P, purchase reported on Form 441,141$482.2K2023-09-11
2023-09-07P, purchase reported on Form 475,917$889.7K2023-09-11
2023-09-08P, purchase reported on Form 422,738$267.6K2023-09-11
2023-09-22P, purchase reported on Form 427,755$315.9K2023-09-25
2023-09-25P, purchase reported on Form 4214,075$2.4M2023-09-25
2023-09-27P, purchase reported on Form 426,760$296.8K2023-09-28
2023-10-23P, purchase reported on Form 418,438$196.7K2023-10-23
2023-10-24P, purchase reported on Form 41,463$15.6K2023-10-25
2023-10-25P, purchase reported on Form 475,435$805.6K2023-10-25
2023-11-03P, purchase reported on Form 4200$2.2K2023-11-07
2023-11-06P, purchase reported on Form 410,335$115.4K2023-11-07
2023-11-15P, purchase reported on Form 420,570$235.7K2023-11-17
2023-11-16P, purchase reported on Form 457,255$657.9K2023-11-17
2023-11-17P, purchase reported on Form 457$6542023-11-17
2023-11-20P, purchase reported on Form 4500$5.8K2023-11-21
2023-11-21P, purchase reported on Form 433,378$386.5K2023-11-21
2023-11-29P, purchase reported on Form 47,607$88.8K2023-12-01
2023-11-30P, purchase reported on Form 41,651$19.2K2023-12-01
2023-12-01P, purchase reported on Form 42,929$34.4K2023-12-05
2024-09-24S, sale reported on Form 435,998$475.9K2024-09-26
2024-09-25S, sale reported on Form 429,412$387.4K2024-09-26
2024-10-10S, sale reported on Form 430,358$391.6K2024-10-15
2024-10-11S, sale reported on Form 415,528$200.3K2024-10-15
2024-10-14S, sale reported on Form 413,819$179.0K2024-10-15
2024-10-24S, sale reported on Form 423,325$297.4K2024-10-28
2024-10-25S, sale reported on Form 412,324$157.3K2024-10-28
2024-11-01S, sale reported on Form 417,279$218.4K2024-11-04
2024-11-04S, sale reported on Form 49,800$123.4K2024-11-05
2024-11-12S, sale reported on Form 41,212$15.4K2024-11-14
2024-12-02S, sale reported on Form 415,564$199.8K2024-12-03
2024-12-03S, sale reported on Form 470,854$910.5K2024-12-05
2024-12-04S, sale reported on Form 428,613$367.4K2024-12-05
2024-12-09S, sale reported on Form 428,356$366.1K2024-12-10
2024-12-12S, sale reported on Form 455,656$711.8K2024-12-16
2024-12-13S, sale reported on Form 422,516$277.8K2024-12-16
2025-01-02S, sale reported on Form 459,946$724.1K2025-01-06
2025-01-03S, sale reported on Form 441,180$498.7K2025-01-06
2025-01-10S, sale reported on Form 413,553$161.3K2025-01-14
2025-01-13S, sale reported on Form 425,023$297.3K2025-01-14
2025-01-14S, sale reported on Form 434,099$408.5K2025-01-16
2025-01-15S, sale reported on Form 429,872$361.5K2025-01-16

NQP

10% owner · 26 filings · 34 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-11-13P, purchase reported on Form 451,337$533.9K2023-11-14
2023-11-20P, purchase reported on Form 410,287$110.3K2023-11-21
2023-11-21P, purchase reported on Form 46,520$70.4K2023-11-21
2023-12-05P, purchase reported on Form 450,218$562.4K2023-12-07
2023-12-06P, purchase reported on Form 433,261$373.2K2023-12-07
2023-12-11P, purchase reported on Form 413,533$152.5K2023-12-13
2023-12-12P, purchase reported on Form 49,182$103.6K2023-12-13
2023-12-13P, purchase reported on Form 420,339$229.6K2023-12-15
2024-01-08P, purchase reported on Form 469,038$808.4K2024-01-10
2024-01-09P, purchase reported on Form 4301$3.5K2024-01-10
2024-01-10P, purchase reported on Form 439,699$466.1K2024-01-12
2024-01-11P, purchase reported on Form 428,992$339.8K2024-01-12
2024-01-17P, purchase reported on Form 416,785$194.7K2024-01-18
2024-03-07P, purchase reported on Form 410,171$119.8K2024-03-11
2024-04-01P, purchase reported on Form 435,421$416.9K2024-04-03
2024-04-02P, purchase reported on Form 449,402$581.0K2024-04-03
2024-04-25P, purchase reported on Form 431,908$365.7K2024-04-26
2024-04-29P, purchase reported on Form 47,796$89.6K2024-05-01
2024-10-28S, sale reported on Form 42,789$33.2K2024-10-29
2024-11-01S, sale reported on Form 451,202$609.8K2024-11-04
2024-11-08S, sale reported on Form 472,769$861.6K2024-11-12
2024-12-31P, purchase reported on Form 434,334$383.2K2025-01-02
2025-07-07S, sale reported on Form 411,194$125.1K2025-07-08
2025-07-09S, sale reported on Form 44,900$54.6K2025-07-10
2025-07-14S, sale reported on Form 44,128$45.8K2025-07-15
2025-07-15S, sale reported on Form 41,195$13.2K2025-07-17
2025-07-21S, sale reported on Form 430,436$329.3K2025-07-22
2025-08-06S, sale reported on Form 48,505$94.0K2025-08-07
2025-08-07S, sale reported on Form 45,600$61.8K2025-08-11
2025-08-08S, sale reported on Form 429,283$321.5K2025-08-11
2025-09-02S, sale reported on Form 410,927$119.4K2025-09-04
2025-09-03S, sale reported on Form 4190$2.1K2025-09-04
2025-09-08S, sale reported on Form 416,022$179.8K2025-09-09
2025-09-10S, sale reported on Form 44,999$56.5K2025-09-11

BlackRock Health Sciences Term Trust (BMEZ)

10% owner · 25 filings · 41 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-10-26P, purchase reported on Form 4201,054$2.7M2023-10-30
2023-10-27P, purchase reported on Form 430,533$403.3K2023-10-30
2023-10-30P, purchase reported on Form 491,473$1.2M2023-10-31
2023-10-31P, purchase reported on Form 442,024$549.3K2023-10-31
2023-11-09P, purchase reported on Form 4282,106$3.8M2023-11-13
2023-11-10P, purchase reported on Form 439,213$523.9K2023-11-13
2023-11-29P, purchase reported on Form 4146,634$2.0M2023-11-30
2023-11-30P, purchase reported on Form 4137,251$1.9M2023-11-30
2023-12-05P, purchase reported on Form 4222,737$3.1M2023-12-07
2023-12-06P, purchase reported on Form 4220,605$3.1M2023-12-07
2023-12-13P, purchase reported on Form 4159,907$2.3M2023-12-14
2023-12-14P, purchase reported on Form 4162,335$2.4M2023-12-14
2023-12-19P, purchase reported on Form 4315,179$4.6M2023-12-21
2023-12-20P, purchase reported on Form 4146,904$2.2M2023-12-21
2024-01-11P, purchase reported on Form 472,085$1.1M2024-01-12
2024-01-17P, purchase reported on Form 497,985$1.5M2024-01-18
2024-01-18P, purchase reported on Form 441,792$622.3K2024-01-18
2024-01-23P, purchase reported on Form 443,368$651.8K2024-01-24
2024-01-24P, purchase reported on Form 4113,312$1.7M2024-01-24
2024-01-29P, purchase reported on Form 4264,206$4.1M2024-01-31
2024-01-30P, purchase reported on Form 459,239$917.6K2024-01-31
2024-02-02P, purchase reported on Form 453,462$834.0K2024-02-05
2024-02-05P, purchase reported on Form 493,967$1.5M2024-02-05
2024-02-06P, purchase reported on Form 469,870$1.1M2024-02-08
2024-02-07P, purchase reported on Form 4100,354$1.6M2024-02-08
2024-02-21P, purchase reported on Form 4116,688$1.9M2024-02-22
2024-02-22P, purchase reported on Form 4154,932$2.5M2024-02-22
2024-02-23P, purchase reported on Form 4111,946$1.8M2024-02-27
2024-02-26P, purchase reported on Form 4113,930$1.9M2024-02-27
2024-02-27P, purchase reported on Form 456,448$928.6K2024-02-29
2024-02-28P, purchase reported on Form 441,300$679.8K2024-02-29
2024-03-06P, purchase reported on Form 413,781$224.4K2024-03-06
2024-03-28P, purchase reported on Form 416,297$266.1K2024-04-01
2024-04-01P, purchase reported on Form 446,421$758.1K2024-04-03
2024-09-19P, purchase reported on Form 415,455$249.4K2024-09-23
2024-09-25P, purchase reported on Form 4300$4.7K2024-09-26
2024-09-26P, purchase reported on Form 447,871$756.8K2024-09-30
2024-09-27P, purchase reported on Form 41,633$25.9K2024-09-30
2024-10-01P, purchase reported on Form 49,526$150.4K2024-10-03
2024-10-15P, purchase reported on Form 434,921$552.1K2024-10-17
2024-10-16P, purchase reported on Form 429,795$471.1K2024-10-17

SMM

10% owner · 25 filings · 40 purchases and sales
Trade dateCodeSharesValue as filedFiled
2021-12-03P, purchase reported on Form 431,177$198.9K2021-12-07
2021-12-06P, purchase reported on Form 4123,855$789.0K2021-12-07
2021-12-07P, purchase reported on Form 412,309$81.2K2021-12-09
2021-12-08P, purchase reported on Form 434,442$229.7K2021-12-09
2021-12-13P, purchase reported on Form 441,031$265.9K2021-12-15
2021-12-14P, purchase reported on Form 433,268$211.6K2021-12-15
2021-12-17P, purchase reported on Form 425,811$168.5K2021-12-21
2021-12-20P, purchase reported on Form 42,100$13.3K2021-12-21
2021-12-22P, purchase reported on Form 424,661$161.0K2021-12-23
2021-12-23P, purchase reported on Form 419,644$129.8K2021-12-23
2022-01-10P, purchase reported on Form 44,930$33.6K2022-01-11
2022-01-11P, purchase reported on Form 417,665$123.1K2022-01-11
2022-01-12P, purchase reported on Form 413,781$99.1K2022-01-14
2022-01-13P, purchase reported on Form 414,801$105.4K2022-01-14
2022-01-14P, purchase reported on Form 450,000$355.0K2022-01-19
2022-01-18P, purchase reported on Form 41,055$7.5K2022-01-19
2022-01-19P, purchase reported on Form 425,544$184.2K2022-01-21
2022-01-19P, purchase reported on Form 410,562$76.3K2022-01-21
2022-02-01P, purchase reported on Form 4600$4.3K2022-02-02
2022-02-02P, purchase reported on Form 413,942$100.5K2022-02-04
2022-02-08P, purchase reported on Form 429,836$218.7K2022-02-10
2022-02-09P, purchase reported on Form 45,800$43.0K2022-02-10
2022-02-14P, purchase reported on Form 416,550$119.8K2022-02-16
2022-02-15P, purchase reported on Form 446,755$342.2K2022-02-16
2022-02-16P, purchase reported on Form 438,433$283.3K2022-02-18
2022-02-17P, purchase reported on Form 432,811$239.5K2022-02-18
2022-02-18P, purchase reported on Form 4117,469$844.6K2022-02-18
2022-02-25P, purchase reported on Form 42,402$17.3K2022-03-01
2022-02-28P, purchase reported on Form 47,772$56.7K2022-03-01
2022-03-21P, purchase reported on Form 431,464$250.5K2022-03-22
2022-03-22P, purchase reported on Form 41,021$8.1K2022-03-24
2022-03-25P, purchase reported on Form 465,797$534.9K2022-03-28
2022-04-14P, purchase reported on Form 4450$3.8K2022-04-18
2022-05-02P, purchase reported on Form 412,318$98.2K2022-05-03
2022-05-26P, purchase reported on Form 4129,111$1.1M2022-05-31
2022-05-27P, purchase reported on Form 447,080$405.4K2022-05-31
2022-06-06P, purchase reported on Form 47,595$66.6K2022-06-08
2022-06-07P, purchase reported on Form 426,129$231.0K2022-06-08
2022-06-14P, purchase reported on Form 4807$6.3K2022-06-16
2022-08-12P, purchase reported on Form 415,687$138.8K2022-08-15

abrdn Life Sciences Investors (HQL)

10% owner · 24 filings · 37 purchases and sales
Trade dateCodeSharesValue as filedFiled
2024-04-18P, purchase reported on Form 481,738$1.0M2024-04-22
2024-04-19P, purchase reported on Form 442,459$545.2K2024-04-22
2024-04-22P, purchase reported on Form 42,022$26.0K2024-04-23
2024-04-23P, purchase reported on Form 448,203$633.9K2024-04-23
2024-04-24P, purchase reported on Form 420,529$269.3K2024-04-26
2024-04-25P, purchase reported on Form 497,574$1.3M2024-04-26
2024-05-06P, purchase reported on Form 410,713$145.9K2024-05-07
2024-05-07P, purchase reported on Form 450,161$690.2K2024-05-07
2024-05-08P, purchase reported on Form 410,986$150.5K2024-05-10
2024-05-09P, purchase reported on Form 417,373$239.7K2024-05-10
2024-05-28P, purchase reported on Form 48,714$116.6K2024-05-31
2024-05-29P, purchase reported on Form 438,033$497.9K2024-05-31
2024-05-30P, purchase reported on Form 4669$8.7K2024-05-31
2024-06-04P, purchase reported on Form 433,357$450.3K2024-06-05
2024-06-05P, purchase reported on Form 426,083$358.9K2024-06-05
2024-06-10P, purchase reported on Form 49,704$133.0K2024-06-11
2024-06-11P, purchase reported on Form 42,039$28.1K2024-06-11
2024-06-26P, purchase reported on Form 4100$1.4K2024-06-27
2025-01-29S, sale reported on Form 411,674$164.8K2025-01-30
2025-01-30S, sale reported on Form 421,835$309.2K2025-02-03
2025-01-31S, sale reported on Form 415,143$216.1K2025-02-03
2025-02-03S, sale reported on Form 41,846$25.9K2025-02-05
2025-02-04S, sale reported on Form 44,065$57.1K2025-02-05
2025-02-12S, sale reported on Form 436,536$502.4K2025-02-13
2025-02-13S, sale reported on Form 4100$1.4K2025-02-18
2025-02-26S, sale reported on Form 4200$2.7K2025-02-27
2025-03-24S, sale reported on Form 42,329$30.8K2025-03-25
2025-04-01S, sale reported on Form 417,621$219.4K2025-04-03
2025-04-02S, sale reported on Form 429,102$357.4K2025-04-03
2025-04-03S, sale reported on Form 410,321$126.2K2025-04-07
2025-04-04S, sale reported on Form 46,889$79.7K2025-04-07
2025-04-15S, sale reported on Form 41,700$20.3K2025-04-17
2025-04-17S, sale reported on Form 49,144$107.7K2025-04-21
2025-05-15S, sale reported on Form 423,729$286.6K2025-05-19
2025-05-20S, sale reported on Form 411,419$145.1K2025-05-22
2025-08-29S, sale reported on Form 423,723$329.5K2025-09-02
2025-09-02S, sale reported on Form 414,083$197.7K2025-09-04

CEN

10% owner · 23 filings · 40 purchases and sales
Trade dateCodeSharesValue as filedFiled
2022-01-03P, purchase reported on Form 42,100$29.4K2022-01-06
2022-01-04P, purchase reported on Form 415,076$217.2K2022-01-06
2022-01-05P, purchase reported on Form 48,864$129.5K2022-01-06
2022-01-06P, purchase reported on Form 41,126$16.6K2022-01-11
2022-01-07P, purchase reported on Form 410,056$149.2K2022-01-11
2022-01-11P, purchase reported on Form 413,046$198.0K2022-01-11
2022-01-14P, purchase reported on Form 48,088$125.6K2022-01-19
2022-01-19P, purchase reported on Form 43,710$57.9K2022-01-21
2022-01-20P, purchase reported on Form 410,237$159.6K2022-01-21
2022-02-04P, purchase reported on Form 42,405$38.1K2022-02-08
2022-02-09P, purchase reported on Form 42,643$42.6K2022-02-10
2022-02-14P, purchase reported on Form 4846$13.5K2022-02-16
2022-02-15P, purchase reported on Form 46,160$98.6K2022-02-16
2022-03-01P, purchase reported on Form 428,033$472.1K2022-03-03
2022-03-02P, purchase reported on Form 4922$15.8K2022-03-03
2022-03-03P, purchase reported on Form 410,000$170.7K2022-03-07
2022-03-04P, purchase reported on Form 431,711$541.6K2022-03-07
2022-03-24P, purchase reported on Form 41,620$28.0K2022-03-28
2022-03-25P, purchase reported on Form 4978$17.4K2022-03-28
2022-03-28P, purchase reported on Form 4907$15.4K2022-03-30
2022-03-29P, purchase reported on Form 4204$3.5K2022-03-30
2022-03-31P, purchase reported on Form 4725$12.6K2022-03-31
2022-04-07P, purchase reported on Form 4939$16.6K2022-04-11
2022-04-11P, purchase reported on Form 43,188$56.2K2022-04-13
2022-04-12P, purchase reported on Form 446,993$843.5K2022-04-13
2022-04-13P, purchase reported on Form 417,402$313.9K2022-04-18
2022-04-14P, purchase reported on Form 46,576$118.8K2022-04-18
2022-04-22P, purchase reported on Form 410,000$175.9K2022-04-27
2022-04-25P, purchase reported on Form 49,797$165.7K2022-04-27
2022-04-26P, purchase reported on Form 410,354$177.6K2022-04-27
2022-05-13P, purchase reported on Form 424,725$439.4K2022-05-17
2023-04-17S, sale reported on Form 416,000$301.9K2023-04-19
2023-04-18S, sale reported on Form 419,649$370.0K2023-04-19
2023-05-01S, sale reported on Form 49,565$179.8K2023-05-03
2023-05-23S, sale reported on Form 42,480$46.2K2023-05-25
2023-05-24S, sale reported on Form 4720$13.3K2023-05-25
2023-06-06S, sale reported on Form 478,740$1.5M2023-06-07
2023-07-19S, sale reported on Form 46,405$129.5K2023-07-21
2023-07-20S, sale reported on Form 423,628$479.4K2023-07-21
2023-07-25S, sale reported on Form 444,547$911.9K2023-07-26

MIO

10% owner · 22 filings · 29 purchases and sales
Trade dateCodeSharesValue as filedFiled
2024-03-07P, purchase reported on Form 424,761$274.8K2024-03-11
2024-05-15P, purchase reported on Form 46,399$73.3K2024-05-17
2024-05-16P, purchase reported on Form 42,329$26.6K2024-05-17
2024-05-28P, purchase reported on Form 43,791$43.0K2024-05-31
2024-07-11P, purchase reported on Form 424,862$293.1K2024-07-15
2024-08-05P, purchase reported on Form 45,200$62.0K2024-08-06
2024-08-12P, purchase reported on Form 412,078$146.0K2024-08-13
2024-08-13P, purchase reported on Form 4705$8.6K2024-08-15
2024-08-21P, purchase reported on Form 411,768$142.6K2024-08-22
2024-08-22P, purchase reported on Form 410,698$129.1K2024-08-23
2024-11-04P, purchase reported on Form 45,253$63.8K2024-11-05
2024-11-11P, purchase reported on Form 41,660$20.2K2024-11-12
2024-11-19P, purchase reported on Form 412,400$150.9K2024-11-21
2024-11-20P, purchase reported on Form 4230$2.8K2024-11-21
2024-11-21P, purchase reported on Form 48,760$105.6K2024-11-25
2024-11-22P, purchase reported on Form 46,375$76.8K2024-11-25
2024-11-26P, purchase reported on Form 46,666$80.7K2024-11-29
2024-11-27P, purchase reported on Form 43,881$47.3K2024-11-29
2024-12-19P, purchase reported on Form 420,825$249.9K2024-12-23
2024-12-20P, purchase reported on Form 414,314$170.9K2024-12-23
2024-12-23P, purchase reported on Form 412,165$144.2K2024-12-27
2024-12-24P, purchase reported on Form 47,767$92.0K2024-12-27
2024-12-26P, purchase reported on Form 432,911$390.0K2024-12-27
2024-12-27P, purchase reported on Form 47,142$84.8K2024-12-31
2024-12-30P, purchase reported on Form 421,469$255.7K2024-12-31
2025-04-07P, purchase reported on Form 4700$8.1K2025-04-08
2025-04-08P, purchase reported on Form 42,465$28.1K2025-04-10
2025-04-29P, purchase reported on Form 4197$2.3K2025-05-01
2025-05-07P, purchase reported on Form 41,090$12.6K2025-05-08

ASA Gold & Precious Metals Ltd (ASA)

10% owner · 18 filings · 29 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-10-24P, purchase reported on Form 423,403$323.2K2023-10-25
2023-10-25P, purchase reported on Form 424,581$336.0K2023-10-25
2023-11-03P, purchase reported on Form 459,013$812.0K2023-11-06
2023-11-06P, purchase reported on Form 418,656$256.1K2023-11-06
2023-11-08P, purchase reported on Form 4189$2.5K2023-11-09
2023-11-13P, purchase reported on Form 421,714$279.7K2023-11-14
2023-11-14P, purchase reported on Form 4131,187$1.8M2023-11-14
2023-11-15P, purchase reported on Form 487,142$1.2M2023-11-17
2023-11-16P, purchase reported on Form 437,936$523.5K2023-11-17
2023-11-17P, purchase reported on Form 410,203$140.4K2023-11-17
2023-11-20P, purchase reported on Form 4104,428$1.4M2023-11-21
2023-11-21P, purchase reported on Form 440,147$571.7K2023-11-21
2023-11-27P, purchase reported on Form 450,965$732.9K2023-11-28
2023-11-28P, purchase reported on Form 446,897$689.4K2023-11-28
2023-12-07P, purchase reported on Form 418,699$288.2K2023-12-11
2023-12-18P, purchase reported on Form 4107,445$1.7M2023-12-18
2023-12-19P, purchase reported on Form 4223,381$3.6M2023-12-21
2025-08-07P, purchase reported on Form 469,032$2.4M2025-08-11
2025-08-08P, purchase reported on Form 435,777$1.3M2025-08-11
2025-08-11P, purchase reported on Form 4327,900$11.5M2025-08-12
2025-08-14P, purchase reported on Form 48,310$281.6K2025-08-18
2025-08-15P, purchase reported on Form 410,000$345.3K2025-08-18
2025-08-19P, purchase reported on Form 49,943$338.0K2025-08-21
2025-08-25P, purchase reported on Form 47,520$274.6K2025-08-26
2025-09-02P, purchase reported on Form 470,108$2.7M2025-09-04
2025-09-03P, purchase reported on Form 430,460$1.2M2025-09-04
2025-09-08P, purchase reported on Form 424,510$992.7K2025-09-09
2025-09-09P, purchase reported on Form 431,225$1.3M2025-09-11
2025-09-10P, purchase reported on Form 419,126$771.5K2025-09-11

Adams Natural Resources Fund, INC. (PEO)

10% owner · 18 filings · 22 purchases and sales
Trade dateCodeSharesValue as filedFiled
2024-06-24P, purchase reported on Form 412,081$280.5K2024-06-25
2024-07-01P, purchase reported on Form 426,730$630.6K2024-07-02
2024-07-02P, purchase reported on Form 44,369$102.7K2024-07-03
2024-07-12P, purchase reported on Form 411,697$276.2K2024-07-15
2024-07-16P, purchase reported on Form 47,674$183.6K2024-07-18
2024-07-17P, purchase reported on Form 44,687$112.9K2024-07-18
2024-07-31P, purchase reported on Form 41,083$26.3K2024-08-01
2024-08-01P, purchase reported on Form 49,863$238.1K2024-08-05
2024-08-02P, purchase reported on Form 49,881$231.1K2024-08-05
2024-08-23P, purchase reported on Form 42,796$63.9K2024-08-27
2024-09-10P, purchase reported on Form 410,476$232.5K2024-09-11
2024-09-11P, purchase reported on Form 47,751$168.7K2024-09-12
2024-09-26P, purchase reported on Form 416,514$377.3K2024-09-30
2025-06-20S, sale reported on Form 42,401$53.0K2025-06-23
2025-06-26S, sale reported on Form 4459$9.9K2025-06-30
2025-07-16S, sale reported on Form 414,733$321.2K2025-07-17
2025-07-21S, sale reported on Form 414,464$313.1K2025-07-22
2025-07-22S, sale reported on Form 423,569$511.9K2025-07-24
2025-07-23S, sale reported on Form 47,298$161.0K2025-07-24
2025-07-24S, sale reported on Form 459,983$1.3M2025-07-28
2025-07-25S, sale reported on Form 413,627$300.2K2025-07-28
2025-07-30S, sale reported on Form 42,701$58.4K2025-07-31

Gabelli Healthcare & WellnessRx Trust (GRX)

10% owner · 18 filings · 24 purchases and sales
Trade dateCodeSharesValue as filedFiled
2024-07-10P, purchase reported on Form 429,088$276.9K2024-07-11
2024-07-23P, purchase reported on Form 422,571$227.5K2024-07-25
2024-07-24P, purchase reported on Form 418,095$182.4K2024-07-25
2024-07-29P, purchase reported on Form 410,903$112.7K2024-07-30
2024-07-30P, purchase reported on Form 424,605$256.4K2024-08-01
2024-07-31P, purchase reported on Form 49,560$100.3K2024-08-01
2024-08-02P, purchase reported on Form 41,200$12.5K2024-08-05
2024-08-08P, purchase reported on Form 4811$8.4K2024-08-12
2024-08-09P, purchase reported on Form 419,481$204.0K2024-08-12
2024-08-23P, purchase reported on Form 4951$10.3K2024-08-27
2024-08-26P, purchase reported on Form 46,453$70.2K2024-08-27
2024-09-26P, purchase reported on Form 411,345$126.2K2024-09-30
2024-09-27P, purchase reported on Form 41,196$13.3K2024-09-30
2024-11-01P, purchase reported on Form 43,448$35.6K2024-11-04
2024-11-22P, purchase reported on Form 44,876$49.5K2024-11-25
2024-11-26P, purchase reported on Form 45,923$60.7K2024-11-29
2024-11-27P, purchase reported on Form 42,869$29.9K2024-11-29
2024-12-18P, purchase reported on Form 420,408$198.8K2024-12-19
2025-03-04P, purchase reported on Form 44,388$43.7K2025-03-06
2025-03-18P, purchase reported on Form 4549$5.4K2025-03-20
2025-04-11P, purchase reported on Form 41,100$10.2K2025-04-14
2025-04-14P, purchase reported on Form 41,600$15.2K2025-04-15
2025-07-14P, purchase reported on Form 46,080$56.8K2025-07-15
2025-07-15P, purchase reported on Form 412,924$121.2K2025-07-17

VFL

10% owner · 18 filings · 31 purchases and sales
Trade dateCodeSharesValue as filedFiled
2022-02-25P, purchase reported on Form 4112,457$1.5M2022-03-01
2022-02-28P, purchase reported on Form 427,241$357.4K2022-03-01
2022-03-01P, purchase reported on Form 420,000$264.8K2022-03-03
2022-03-02P, purchase reported on Form 48,888$116.5K2022-03-03
2022-03-07P, purchase reported on Form 418,346$240.3K2022-03-08
2022-03-09P, purchase reported on Form 46,175$80.2K2022-03-10
2022-03-18P, purchase reported on Form 47,037$89.1K2022-03-22
2022-03-21P, purchase reported on Form 416,266$204.3K2022-03-22
2022-03-24P, purchase reported on Form 424,689$307.4K2022-03-28
2022-03-25P, purchase reported on Form 42,333$28.9K2022-03-28
2022-03-28P, purchase reported on Form 428,020$346.0K2022-03-30
2022-03-29P, purchase reported on Form 464,519$802.6K2022-03-30
2022-04-07P, purchase reported on Form 428,317$351.4K2022-04-11
2022-04-08P, purchase reported on Form 429,606$361.2K2022-04-11
2022-05-02P, purchase reported on Form 419,945$234.4K2022-05-03
2022-05-03P, purchase reported on Form 470,709$833.0K2022-05-03
2022-05-05P, purchase reported on Form 478,372$910.7K2022-05-06
2022-05-10P, purchase reported on Form 471,627$822.3K2022-05-13
2022-05-11P, purchase reported on Form 411,660$133.6K2022-05-13
2022-05-12P, purchase reported on Form 4116,891$1.3M2022-05-13
2022-05-13P, purchase reported on Form 431,908$363.8K2022-05-17
2022-05-16P, purchase reported on Form 412,091$137.5K2022-05-17
2022-05-23P, purchase reported on Form 412,684$142.2K2022-05-24
2022-05-24P, purchase reported on Form 417,636$201.6K2022-05-24
2022-05-25P, purchase reported on Form 421,096$246.2K2022-05-26
2022-05-31P, purchase reported on Form 449,670$594.1K2022-06-02
2022-06-01P, purchase reported on Form 42,186$26.4K2022-06-02
2022-06-02P, purchase reported on Form 415,373$187.4K2022-06-06
2022-06-03P, purchase reported on Form 428,224$342.9K2022-06-06
2022-06-06P, purchase reported on Form 45,097$61.2K2022-06-08
2022-06-07P, purchase reported on Form 43,422$41.1K2022-06-08

Destra Multi-Alternative Fund (DMA)

10% owner · 17 filings · 23 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-09-13P, purchase reported on Form 412,434$72.6K2023-09-14
2023-09-14P, purchase reported on Form 4107,957$651.0K2023-09-18
2023-09-15P, purchase reported on Form 451,810$312.9K2023-09-18
2024-01-23P, purchase reported on Form 48,447$56.2K2024-01-24
2024-07-03P, purchase reported on Form 4100$7982024-07-08
2024-07-05P, purchase reported on Form 443,268$346.1K2024-07-08
2024-07-10P, purchase reported on Form 461,251$505.3K2024-07-11
2024-07-11P, purchase reported on Form 499,569$836.4K2024-07-15
2024-07-12P, purchase reported on Form 460,280$507.0K2024-07-15
2024-07-15P, purchase reported on Form 459,168$494.6K2024-07-16
2024-07-22P, purchase reported on Form 43,202$26.7K2024-07-23
2024-07-23P, purchase reported on Form 44,927$41.1K2024-07-25
2024-07-24P, purchase reported on Form 447,515$395.3K2024-07-25
2025-04-22P, purchase reported on Form 414,301$114.6K2025-04-24
2025-04-24P, purchase reported on Form 422,684$183.7K2025-04-28
2025-04-25P, purchase reported on Form 46,143$50.9K2025-04-28
2025-04-28P, purchase reported on Form 435,960$299.5K2025-04-29
2025-05-01P, purchase reported on Form 48,972$75.6K2025-05-05
2025-05-02P, purchase reported on Form 412,126$102.8K2025-05-05
2025-05-05P, purchase reported on Form 4976$8.1K2025-05-06
2025-05-12P, purchase reported on Form 442,913$365.2K2025-05-13
2025-05-15P, purchase reported on Form 43,300$28.5K2025-05-19
2025-08-14P, purchase reported on Form 441,802$362.0K2025-08-18

Saba Capital Income & Opportunities Fund (BRW)

President · 16 filings · 29 purchases and sales
Trade dateCodeSharesValue as filedFiled
2021-07-13S, sale reported on Form 440,000$188.8K2021-07-15
2021-07-14S, sale reported on Form 450,000$236.0K2021-07-15
2021-07-15S, sale reported on Form 453,750$252.6K2021-07-15
2021-07-20S, sale reported on Form 480,000$364.8K2021-07-21
2021-07-28S, sale reported on Form 4261,415$1.2M2021-07-30
2021-11-04S, sale reported on Form 442,928$201.3K2021-11-08
2021-11-05S, sale reported on Form 430,471$142.9K2021-11-08
2021-11-23S, sale reported on Form 444,798$204.3K2021-11-26
2021-11-24S, sale reported on Form 460,237$274.7K2021-11-26
2021-11-26S, sale reported on Form 432,205$146.9K2021-11-26
2021-11-29S, sale reported on Form 442,303$192.5K2021-12-01
2021-11-30S, sale reported on Form 410,050$45.6K2021-12-01
2022-01-27S, sale reported on Form 440,584$184.7K2022-01-31
2022-01-28S, sale reported on Form 414,916$67.1K2022-01-31
2022-02-02S, sale reported on Form 4247,926$1.1M2022-02-04
2022-05-04S, sale reported on Form 4100,000$428.0K2022-05-06
2022-05-05S, sale reported on Form 421,251$90.7K2022-05-06
2022-05-06S, sale reported on Form 444,826$189.6K2022-05-10
2022-05-09S, sale reported on Form 433,712$140.2K2022-05-10
2022-05-26S, sale reported on Form 413,511$111.2K2022-05-31
2022-05-27S, sale reported on Form 4115,496$949.4K2022-05-31
2022-08-31S, sale reported on Form 419,768$168.6K2022-09-06
2022-09-01S, sale reported on Form 416,970$142.9K2022-09-06
2022-09-02S, sale reported on Form 443,699$369.3K2022-09-06
2022-09-06S, sale reported on Form 468,823$580.9K2022-09-08
2022-09-07S, sale reported on Form 413,173$111.2K2022-09-08
2022-11-14S, sale reported on Form 4165,005$1.3M2022-11-16
2022-11-15S, sale reported on Form 427,724$219.6K2022-11-16
2024-07-01S, sale reported on Form 43,156$22.4K2024-07-02

CTR

10% owner · 14 filings · 22 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-06-01P, purchase reported on Form 431,074$873.2K2023-06-05
2023-06-02P, purchase reported on Form 48,649$251.3K2023-06-05
2023-06-09P, purchase reported on Form 449,181$1.5M2023-06-13
2023-06-12P, purchase reported on Form 43,788$113.5K2023-06-13
2023-06-13P, purchase reported on Form 43,313$99.9K2023-06-15
2023-06-14P, purchase reported on Form 410,422$313.6K2023-06-15
2023-06-16P, purchase reported on Form 44,080$126.1K2023-06-20
2023-06-20P, purchase reported on Form 410,694$328.6K2023-06-22
2023-06-21P, purchase reported on Form 48,291$253.9K2023-06-22
2023-06-22P, purchase reported on Form 45,521$166.4K2023-06-26
2023-06-23P, purchase reported on Form 44,417$131.6K2023-06-26
2023-07-17P, purchase reported on Form 429,268$934.5K2023-07-19
2023-07-18P, purchase reported on Form 416,231$527.3K2023-07-19
2023-07-19P, purchase reported on Form 410,691$349.3K2023-07-21
2023-07-28P, purchase reported on Form 414,329$475.6K2023-07-31
2023-09-22P, purchase reported on Form 412,055$395.6K2023-09-25
2023-09-25P, purchase reported on Form 410,341$342.9K2023-09-25
2023-10-06P, purchase reported on Form 44,332$130.6K2023-10-10
2023-10-09P, purchase reported on Form 43,310$103.2K2023-10-10
2023-11-28P, purchase reported on Form 414,803$489.7K2023-11-28
2023-11-29P, purchase reported on Form 410,001$336.0K2023-12-01
2023-11-30P, purchase reported on Form 41,905$65.2K2023-12-01

KSM

10% owner · 14 filings · 19 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-08-25P, purchase reported on Form 41,077$8.7K2023-08-29
2023-08-28P, purchase reported on Form 424,662$200.3K2023-08-29
2023-08-30P, purchase reported on Form 410,269$83.5K2023-08-31
2023-08-31P, purchase reported on Form 4100$8132023-08-31
2023-11-06P, purchase reported on Form 45,514$41.8K2023-11-07
2023-11-09P, purchase reported on Form 43,729$29.1K2023-11-13
2023-11-13P, purchase reported on Form 412,794$100.8K2023-11-14
2023-11-16P, purchase reported on Form 41,612$13.0K2023-11-17
2023-11-22P, purchase reported on Form 48,983$72.9K2023-11-24
2023-11-24P, purchase reported on Form 44,126$33.3K2023-11-24
2023-12-13P, purchase reported on Form 415,802$134.3K2023-12-14
2024-01-04P, purchase reported on Form 4833$7.2K2024-01-08
2024-01-05P, purchase reported on Form 414,810$128.8K2024-01-08
2024-01-10P, purchase reported on Form 44,402$38.6K2024-01-12
2024-01-11P, purchase reported on Form 4900$7.9K2024-01-12
2024-03-01P, purchase reported on Form 43,345$29.4K2024-03-04
2024-03-08P, purchase reported on Form 4900$8.0K2024-03-11
2024-03-11P, purchase reported on Form 46,711$59.8K2024-03-12
2024-03-12P, purchase reported on Form 4100$8892024-03-12

CEM

10% owner · 13 filings · 21 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-06-22P, purchase reported on Form 41,620$53.3K2023-06-26
2023-06-23P, purchase reported on Form 47,771$252.3K2023-06-26
2023-06-28P, purchase reported on Form 42,166$72.2K2023-06-30
2023-06-29P, purchase reported on Form 4336$11.5K2023-06-30
2023-07-05P, purchase reported on Form 49,396$326.7K2023-07-07
2023-07-17P, purchase reported on Form 444,435$1.6M2023-07-19
2023-07-18P, purchase reported on Form 420,962$743.1K2023-07-19
2023-07-26P, purchase reported on Form 411,885$434.9K2023-07-26
2023-07-27P, purchase reported on Form 46,701$244.9K2023-07-31
2023-07-28P, purchase reported on Form 424,216$890.4K2023-07-31
2023-07-31P, purchase reported on Form 42,668$99.2K2023-08-02
2023-10-25P, purchase reported on Form 414,113$494.4K2023-10-25
2023-10-30P, purchase reported on Form 414,764$503.2K2023-10-31
2023-10-31P, purchase reported on Form 44,578$157.1K2023-10-31
2023-11-03P, purchase reported on Form 43,613$132.2K2023-11-06
2023-11-06P, purchase reported on Form 49,103$332.4K2023-11-06
2023-11-09P, purchase reported on Form 444,315$1.6M2023-11-13
2023-11-10P, purchase reported on Form 44,893$175.9K2023-11-13
2023-11-28P, purchase reported on Form 428,533$1.0M2023-11-28
2023-12-01P, purchase reported on Form 413,440$521.2K2023-12-05
2023-12-04P, purchase reported on Form 417,378$671.8K2023-12-05

GAMCO Natural Resources, Gold & Income Trust (GNT)

10% owner · 13 filings · 16 purchases and sales
Trade dateCodeSharesValue as filedFiled
2024-06-20P, purchase reported on Form 425,352$136.4K2024-06-24
2024-06-24P, purchase reported on Form 417,344$94.4K2024-06-25
2024-07-24P, purchase reported on Form 41,000$5.6K2024-07-25
2024-08-01P, purchase reported on Form 41,400$7.8K2024-08-05
2025-03-05S, sale reported on Form 414,415$83.6K2025-03-06
2025-03-13S, sale reported on Form 46,112$36.0K2025-03-17
2025-04-01S, sale reported on Form 42,581$15.8K2025-04-03
2025-04-03S, sale reported on Form 433,712$202.6K2025-04-07
2025-04-16S, sale reported on Form 424,059$146.8K2025-04-17
2025-06-16S, sale reported on Form 49,080$59.2K2025-06-18
2025-06-17S, sale reported on Form 44,607$30.2K2025-06-18
2025-06-24S, sale reported on Form 41,875$11.8K2025-06-26
2025-06-25S, sale reported on Form 44,029$25.3K2025-06-26
2025-07-07S, sale reported on Form 431,293$201.2K2025-07-08
2025-07-10S, sale reported on Form 4674$4.4K2025-07-14
2025-07-11S, sale reported on Form 454,055$349.7K2025-07-14

Invesco Pennsylvania Value Municipal Income Trust (VPV)

10% owner · 13 filings · 22 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-12-01P, purchase reported on Form 43,604$35.3K2023-12-05
2023-12-04P, purchase reported on Form 48,713$85.5K2023-12-05
2023-12-05P, purchase reported on Form 434,622$340.0K2023-12-07
2023-12-06P, purchase reported on Form 43,498$34.5K2023-12-07
2023-12-07P, purchase reported on Form 47,400$73.1K2023-12-11
2023-12-08P, purchase reported on Form 4793$7.8K2023-12-11
2023-12-15P, purchase reported on Form 42,300$23.1K2023-12-19
2024-01-05P, purchase reported on Form 413,028$132.4K2024-01-08
2024-01-12P, purchase reported on Form 41,787$18.1K2024-01-16
2024-01-16P, purchase reported on Form 4100$1.0K2024-01-16
2024-02-05P, purchase reported on Form 42,602$26.3K2024-02-05
2024-03-01P, purchase reported on Form 44,373$44.2K2024-03-04
2024-03-04P, purchase reported on Form 4150$1.5K2024-03-04
2024-05-15P, purchase reported on Form 47,265$74.7K2024-05-17
2024-10-28S, sale reported on Form 436,430$400.7K2024-10-29
2024-10-31S, sale reported on Form 417,278$189.7K2024-11-04
2024-11-01S, sale reported on Form 446,893$516.3K2024-11-04
2024-11-07S, sale reported on Form 447,029$516.4K2024-11-12
2024-11-08S, sale reported on Form 422,350$247.4K2024-11-12
2024-11-11S, sale reported on Form 410,306$114.2K2024-11-12
2024-11-14S, sale reported on Form 411,088$123.1K2024-11-18
2024-11-15S, sale reported on Form 482,308$906.2K2024-11-18

NYLI CBRE Global Infrastructure Megatrends Term Fund (MEGI)

10% owner · 13 filings · 18 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-12-12P, purchase reported on Form 413,850$174.8K2023-12-13
2023-12-13P, purchase reported on Form 435,534$454.1K2023-12-15
2023-12-14P, purchase reported on Form 434,224$453.8K2023-12-15
2024-01-02P, purchase reported on Form 412,678$165.3K2024-01-03
2024-01-03P, purchase reported on Form 441,808$544.3K2024-01-03
2024-01-08P, purchase reported on Form 43,821$51.2K2024-01-10
2024-01-09P, purchase reported on Form 411,633$156.3K2024-01-10
2024-03-19P, purchase reported on Form 422,144$272.4K2024-03-20
2024-04-23P, purchase reported on Form 425,362$301.3K2024-04-23
2024-05-03P, purchase reported on Form 49,828$123.1K2024-05-07
2024-05-15P, purchase reported on Form 41,508$20.2K2024-05-17
2024-05-17P, purchase reported on Form 43,280$44.1K2024-05-20
2024-05-21P, purchase reported on Form 422,270$297.3K2024-05-23
2024-05-23P, purchase reported on Form 43,011$39.2K2024-05-23
2024-06-20P, purchase reported on Form 418,430$229.1K2024-06-24
2024-06-21P, purchase reported on Form 4537$6.7K2024-06-24
2025-04-04P, purchase reported on Form 417,300$215.6K2025-04-07
2025-04-30P, purchase reported on Form 47,651$101.1K2025-05-01

New Germany Fund INC (GF)

10% owner · 12 filings · 14 purchases and sales
Trade dateCodeSharesValue as filedFiled
2025-02-28P, purchase reported on Form 4300$2.7K2025-03-03
2025-03-03P, purchase reported on Form 412,096$111.3K2025-03-04
2025-03-04P, purchase reported on Form 424,957$231.9K2025-03-06
2025-03-06P, purchase reported on Form 44,925$49.0K2025-03-10
2025-04-22P, purchase reported on Form 49,949$100.4K2025-04-24
2025-04-23P, purchase reported on Form 4100$1.0K2025-04-24
2025-05-02P, purchase reported on Form 41,072$11.4K2025-05-05
2025-05-08P, purchase reported on Form 4200$2.2K2025-05-12
2025-05-15P, purchase reported on Form 426,057$283.5K2025-05-19
2025-05-16P, purchase reported on Form 48,900$96.7K2025-05-19
2025-05-19P, purchase reported on Form 410,300$112.5K2025-05-20
2025-05-20P, purchase reported on Form 446,117$509.6K2025-05-22
2025-07-18P, purchase reported on Form 49,796$117.6K2025-07-21
2025-08-25P, purchase reported on Form 45,927$69.2K2025-08-26

Eaton Vance California Municipal Income Trust (CEV)

10% owner · 11 filings · 15 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-11-20P, purchase reported on Form 421,772$213.8K2023-11-21
2023-11-21P, purchase reported on Form 419,026$186.6K2023-11-21
2023-11-27P, purchase reported on Form 410,002$98.0K2023-11-28
2023-11-28P, purchase reported on Form 412,766$125.4K2023-11-28
2023-11-29P, purchase reported on Form 425,885$257.0K2023-12-01
2023-11-30P, purchase reported on Form 44,449$44.2K2023-12-01
2023-12-08P, purchase reported on Form 420,659$208.2K2023-12-11
2024-09-13S, sale reported on Form 423,665$261.0K2024-09-16
2024-09-17S, sale reported on Form 415,685$172.4K2024-09-19
2024-09-18S, sale reported on Form 428,682$312.3K2024-09-19
2024-09-19S, sale reported on Form 431,052$337.5K2024-09-23
2024-09-24S, sale reported on Form 410,480$113.3K2024-09-26
2024-10-03S, sale reported on Form 419,170$208.2K2024-10-07
2024-10-08S, sale reported on Form 45,793$62.5K2024-10-10
2024-10-21S, sale reported on Form 431,551$341.1K2024-10-22

CMU

10% owner · 10 filings · 14 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-04-06P, purchase reported on Form 4400$1.3K2023-11-13
2023-05-05P, purchase reported on Form 46,893$21.9K2023-05-08
2023-05-11P, purchase reported on Form 414,574$46.5K2023-05-15
2023-05-12P, purchase reported on Form 4576$1.8K2023-05-15
2023-05-15P, purchase reported on Form 412,046$38.5K2023-05-17
2023-05-16P, purchase reported on Form 412,601$40.6K2023-05-17
2023-05-18P, purchase reported on Form 4179$5732023-05-19
2023-06-21P, purchase reported on Form 43,070$9.8K2023-06-22
2023-06-27P, purchase reported on Form 47,194$23.3K2023-06-28
2023-07-24P, purchase reported on Form 446,009$151.8K2023-07-25
2023-10-04S, sale reported on Form 411,899$36.8K2023-10-06
2023-10-05S, sale reported on Form 49,230$28.4K2023-10-06
2023-10-06S, sale reported on Form 42,485$7.6K2023-10-10
2023-10-09S, sale reported on Form 42,925$8.9K2023-10-10

DMF

10% owner · 10 filings · 13 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-11-21P, purchase reported on Form 41,702$10.4K2023-11-21
2023-12-06P, purchase reported on Form 4851$5.4K2023-12-07
2023-12-11P, purchase reported on Form 42,800$17.9K2023-12-13
2023-12-13P, purchase reported on Form 430,712$197.2K2023-12-14
2023-12-14P, purchase reported on Form 426,225$169.4K2023-12-14
2023-12-15P, purchase reported on Form 43,090$20.1K2023-12-18
2024-01-03P, purchase reported on Form 411,277$73.9K2024-01-03
2024-01-10P, purchase reported on Form 442,829$281.8K2024-01-12
2024-01-11P, purchase reported on Form 42,710$17.9K2024-01-12
2024-01-12P, purchase reported on Form 46,200$41.0K2024-01-16
2024-02-05P, purchase reported on Form 444,018$287.4K2024-02-05
2024-09-24S, sale reported on Form 4220,866$1.6M2024-09-26
2024-09-25S, sale reported on Form 4110,701$811.4K2024-09-26

Federated Hermes Premier Municipal Income Fund (FMN)

10% owner · 10 filings · 15 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-11-15P, purchase reported on Form 411,190$111.7K2023-11-17
2023-11-17P, purchase reported on Form 410,375$105.2K2023-11-17
2023-11-20P, purchase reported on Form 417,911$182.5K2023-11-21
2023-11-21P, purchase reported on Form 42,515$25.6K2023-11-21
2023-11-30P, purchase reported on Form 410,662$110.8K2023-12-01
2023-12-06P, purchase reported on Form 42,559$27.1K2023-12-07
2023-12-07P, purchase reported on Form 4179,402$1.9M2023-12-11
2023-12-08P, purchase reported on Form 441,938$446.2K2023-12-11
2023-12-11P, purchase reported on Form 4863$9.2K2023-12-13
2023-12-12P, purchase reported on Form 462,776$667.3K2023-12-13
2023-12-13P, purchase reported on Form 433,016$351.3K2023-12-14
2023-12-14P, purchase reported on Form 417,186$184.9K2023-12-14
2024-03-08P, purchase reported on Form 42,449$27.3K2024-03-11
2024-03-11P, purchase reported on Form 415,489$173.0K2024-03-12
2024-03-26P, purchase reported on Form 46,042$66.8K2024-03-27

abrdn Global Infrastructure Income Fund (ASGI)

10% owner · 10 filings · 15 purchases and sales
Trade dateCodeSharesValue as filedFiled
2024-04-09P, purchase reported on Form 43,117$54.6K2024-04-10
2024-04-25P, purchase reported on Form 434,547$596.6K2024-04-26
2024-05-03P, purchase reported on Form 415,465$274.8K2024-05-07
2024-05-06P, purchase reported on Form 48,397$149.8K2024-05-07
2024-05-08P, purchase reported on Form 41,000$17.9K2024-05-10
2024-05-09P, purchase reported on Form 41,533$27.7K2024-05-10
2024-05-10P, purchase reported on Form 4300$5.5K2024-05-14
2024-09-24P, purchase reported on Form 441,344$798.8K2024-09-26
2024-11-19S, sale reported on Form 441,476$816.7K2024-11-21
2024-11-20S, sale reported on Form 428,478$561.3K2024-11-21
2024-11-26S, sale reported on Form 416,912$333.2K2024-11-29
2024-11-27S, sale reported on Form 426,936$532.0K2024-11-29
2024-12-02S, sale reported on Form 428,901$572.8K2024-12-03
2024-12-03S, sale reported on Form 47,873$156.3K2024-12-05
2024-12-04S, sale reported on Form 420,860$410.5K2024-12-05

Invesco Trust for Investment Grade New York Municipals (VTN)

10% owner · 9 filings · 11 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-10-31P, purchase reported on Form 417,958$153.7K2023-10-31
2023-11-28P, purchase reported on Form 445,026$445.3K2023-11-28
2023-12-04P, purchase reported on Form 420,806$210.1K2023-12-05
2023-12-07P, purchase reported on Form 43,016$30.9K2023-12-11
2023-12-08P, purchase reported on Form 45,979$61.3K2023-12-11
2023-12-15P, purchase reported on Form 414,764$154.1K2023-12-19
2024-01-02P, purchase reported on Form 47,683$79.8K2024-01-03
2024-01-03P, purchase reported on Form 4300$3.1K2024-01-03
2024-01-05P, purchase reported on Form 443,299$453.3K2024-01-08
2024-01-16P, purchase reported on Form 41,300$13.6K2024-01-16
2024-03-11P, purchase reported on Form 43,373$36.0K2024-03-12

VMM

10% owner · 9 filings · 12 purchases and sales
Trade dateCodeSharesValue as filedFiled
2021-08-18P, purchase reported on Form 424,602$351.6K2021-08-20
2021-10-07P, purchase reported on Form 4100$1.4K2021-10-12
2021-10-14P, purchase reported on Form 43,053$42.7K2021-10-18
2021-12-06P, purchase reported on Form 420,760$284.8K2021-12-07
2021-12-07P, purchase reported on Form 474,409$1.0M2021-12-09
2021-12-08P, purchase reported on Form 413,447$187.0K2021-12-09
2021-12-09P, purchase reported on Form 412$1672021-12-13
2021-12-10P, purchase reported on Form 4110$1.5K2021-12-13
2021-12-13P, purchase reported on Form 44,802$67.4K2021-12-15
2021-12-14P, purchase reported on Form 4134,148$1.9M2021-12-15
2021-12-15P, purchase reported on Form 4829$11.6K2021-12-17
2021-12-17P, purchase reported on Form 43$422021-12-21

Nuveen Core Plus Impact Fund (NPCT)

10% owner · 8 filings · 12 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-08-01S, sale reported on Form 47,196$72.5K2023-08-30
2023-08-02S, sale reported on Form 453,435$532.2K2023-08-30
2024-03-11P, purchase reported on Form 49,650$99.8K2024-03-12
2024-03-12P, purchase reported on Form 43,056$31.6K2024-03-12
2024-04-02P, purchase reported on Form 430,848$316.5K2024-04-03
2024-04-03P, purchase reported on Form 428,324$291.5K2024-04-05
2024-04-25P, purchase reported on Form 468,072$682.8K2024-04-26
2024-11-12S, sale reported on Form 48,598$97.9K2024-11-14
2024-11-19S, sale reported on Form 420,476$226.9K2024-11-21
2024-11-20S, sale reported on Form 419,537$216.1K2024-11-21
2024-12-05S, sale reported on Form 445,572$515.4K2024-12-09
2024-12-06S, sale reported on Form 426,708$302.3K2024-12-09

Ellsworth Growth & Income Fund LTD (ECF)

10% owner · 7 filings · 9 purchases and sales
Trade dateCodeSharesValue as filedFiled
2024-09-27P, purchase reported on Form 43,302$29.5K2024-09-30
2025-04-01P, purchase reported on Form 434,285$310.3K2025-04-03
2025-04-02P, purchase reported on Form 47,041$63.7K2025-04-03
2025-04-08P, purchase reported on Form 411,276$94.4K2025-04-10
2025-04-15P, purchase reported on Form 47,178$62.8K2025-04-17
2025-04-21P, purchase reported on Form 43,400$29.2K2025-04-22
2025-04-29P, purchase reported on Form 44,738$42.8K2025-05-01
2025-04-30P, purchase reported on Form 422,447$202.2K2025-05-01
2025-05-19P, purchase reported on Form 4856$8.2K2025-05-20

DEX

10% owner · 6 filings · 6 purchases and sales
Trade dateCodeSharesValue as filedFiled
2021-07-16S, sale reported on Form 414,571$152.6K2021-07-19
2021-07-21S, sale reported on Form 46,632$69.2K2021-07-23
2021-07-22S, sale reported on Form 416,188$167.7K2021-07-23
2021-07-23S, sale reported on Form 4200$2.1K2021-07-23
2022-06-22P, purchase reported on Form 42,000$15.0K2022-06-23
2022-06-23P, purchase reported on Form 42,000$15.1K2022-06-27

TEAF

10% owner · 6 filings · 7 purchases and sales
Trade dateCodeSharesValue as filedFiled
2025-03-28P, purchase reported on Form 433,116$374.5K2025-03-31
2025-04-01P, purchase reported on Form 42,473$28.1K2025-04-03
2025-04-10P, purchase reported on Form 442,284$441.9K2025-04-14
2025-04-11P, purchase reported on Form 412,309$129.1K2025-04-14
2025-04-14P, purchase reported on Form 414,412$155.4K2025-04-15
2025-04-17P, purchase reported on Form 41,000$11.2K2025-04-21
2025-04-21P, purchase reported on Form 44,700$51.2K2025-04-22

HIE

10% owner · 5 filings · 5 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-08-14S, sale reported on Form 4543,257$5.6M2023-08-15
2024-01-19S, sale reported on Form 4100$1.1K2024-01-23
2024-01-22S, sale reported on Form 41,550$16.4K2024-01-23
2024-01-25S, sale reported on Form 42,874$30.1K2024-01-26
2024-01-26S, sale reported on Form 415,688$163.9K2024-01-26

NXG Cushing Midstream Energy Fund (SRV)

10% owner · 5 filings · 5 purchases and sales
Trade dateCodeSharesValue as filedFiled
2021-09-27P, purchase reported on Form 413,524$439.0K2021-09-29
2022-02-08S, sale reported on Form 41,219$39.8K2022-05-31
2022-09-26S, sale reported on Form 4452$14.3K2022-09-26
2022-10-03S, sale reported on Form 43,756$126.4K2022-10-04
2022-11-10S, sale reported on Form 44,462$162.9K2022-11-14

XAXCX

10% owner · 5 filings · 1 purchase or sale
Trade dateCodeSharesValue as filedFiled
2022-09-23S, sale reported on Form 4425,918$4.8M2022-09-26

Alliancebernstein National Municipal Income Fund (AFB)

10% owner · 4 filings · 4 purchases and sales
Trade dateCodeSharesValue as filedFiled
2024-05-20P, purchase reported on Form 467,460$735.3K2024-05-21
2024-06-07P, purchase reported on Form 46,099$66.0K2024-06-10
2025-09-02S, sale reported on Form 47,873$81.6K2025-09-04
2025-09-08S, sale reported on Form 44,100$43.7K2025-09-09

GER

10% owner · 4 filings · 4 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-02-22P, purchase reported on Form 416,597$221.1K2023-02-24
2023-05-12P, purchase reported on Form 48,442$107.6K2023-05-15
2023-05-25P, purchase reported on Form 42,985$38.4K2023-05-30
2023-06-06P, purchase reported on Form 418,461$245.9K2023-06-07

JEQ

10% owner · 3 filings · 3 purchases and sales
Trade dateCodeSharesValue as filedFiled
2025-05-29P, purchase reported on Form 47,596$54.2K2025-05-30
2025-06-03P, purchase reported on Form 4640$4.6K2025-06-05
2025-08-19S, sale reported on Form 41,730$14.1K2025-08-21

Morgan Stanley India Investment Fund, INC. (IIF)

10% owner · 3 filings · 3 purchases and sales
Trade dateCodeSharesValue as filedFiled
2025-04-17P, purchase reported on Form 4303$7.5K2025-04-21
2025-04-23P, purchase reported on Form 419,125$497.6K2025-04-24
2025-04-28P, purchase reported on Form 4300$7.7K2025-04-29

NTG

10% owner · 3 filings · 5 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-03-20S, sale reported on Form 45,200$164.0K2023-03-22
2023-03-21S, sale reported on Form 43,500$113.5K2023-03-22
2023-03-22S, sale reported on Form 47,845$251.4K2023-03-23
2023-03-23S, sale reported on Form 43,223$102.1K2023-03-23
2024-08-30P, purchase reported on Form 44,725$211.9K2024-09-03

Voya Asia Pacific High Dividend Equity Income Fund (IAE)

10% owner · 3 filings · 4 purchases and sales
Trade dateCodeSharesValue as filedFiled
2025-05-12P, purchase reported on Form 412,077$77.4K2025-05-13
2025-05-13P, purchase reported on Form 420,844$134.0K2025-05-15
2025-05-14P, purchase reported on Form 46,809$44.3K2025-05-15
2025-05-15P, purchase reported on Form 423,036$150.9K2025-05-19

CXH

10% owner · 2 filings · 2 purchases and sales
Trade dateCodeSharesValue as filedFiled
2023-10-03S, sale reported on Form 44,203$29.5K2023-10-03
2023-11-08P, purchase reported on Form 4213,246$1.7M2023-11-09

IRL

10% owner · 2 filings · 2 purchases and sales
Trade dateCodeSharesValue as filedFiled
2022-10-11P, purchase reported on Form 410,000$68.3K2022-10-13
2023-01-11S, sale reported on Form 42,241$22.5K2023-01-17

RACB

10% owner · 2 filings · 2 purchases and sales
Trade dateCodeSharesValue as filedFiled
2022-06-28S, sale reported on Form 440,990$401.7K2022-06-29
2022-10-31S, sale reported on Form 41,608,006$16.1M2022-11-01

Tortoise Energy Infrastructure Corp (TYG)

10% owner · 2 filings · 3 purchases and sales
Trade dateCodeSharesValue as filedFiled
2024-12-27S, sale reported on Form 49,211$391.1K2024-12-31
2024-12-30S, sale reported on Form 45,667$235.8K2024-12-31
2024-12-31S, sale reported on Form 412,355$521.9K2025-01-02

AIF

10% owner · 1 filing · 1 purchase or sale
Trade dateCodeSharesValue as filedFiled
2021-08-30S, sale reported on Form 453,318$847.2K2021-09-02

Bny Mellon Strategic Municipal Bond Fund, INC. (DSM)

10% owner · 1 filing · 1 purchase or sale
Trade dateCodeSharesValue as filedFiled
2025-04-15P, purchase reported on Form 45,267$28.9K2025-04-17

Eaton Vance Floating-Rate Income Trust (EFT)

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

FRLA

10% owner · 1 filing · 1 purchase or sale
Trade dateCodeSharesValue as filedFiled
2023-04-17S, sale reported on Form 41,550$16.6K2023-04-19

IQMD

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

IRAA

10% owner · 1 filing · 1 purchase or sale
Trade dateCodeSharesValue as filedFiled
2023-09-26S, sale reported on Form 4853,395$8.8M2023-09-28

IRRX

10% owner · 1 filing · 1 purchase or sale
Trade dateCodeSharesValue as filedFiled
2023-03-07S, sale reported on Form 4300,000$3.1M2023-03-08

JSD

10% owner · 1 filing · 2 purchases and sales
Trade dateCodeSharesValue as filedFiled
2022-05-04S, sale reported on Form 438,813$517.0K2022-05-06
2022-05-05S, sale reported on Form 45,503$72.4K2022-05-06

LFAC (LFAC)

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

USCT

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

VTA

10% owner · 1 filing · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

Source

Counted from the Form 4 filings this reporting owner (SEC CIK 1608233) filed on EDGAR. Values are the transaction values as filed. See every filing on EDGAR, or browse insider buying and today's insider purchases.

Source: U.S. Securities and Exchange Commission (EDGAR) and other official government data · Updated 2026-10-12 · For informational purposes only, not investment advice.
Privacy · Terms